Patersons' poor compliance under reviewTHURSDAY, 7 DEC 2006 11:41AMThe Australian Securities and Investments Commission (ASIC) has called on specialist stockbroker Patersons Securities to review its monitoring and supervision of staff after it found that two Patersons employees may have risked client funds through poor compliance practices. |
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Featured Profile
Judith Fiander
CHIEF EXECUTIVE OFFICER
AUSTRALIAN PHILANTHROPIC SERVICES
AUSTRALIAN PHILANTHROPIC SERVICES
When Judith Fiander first walked in the doors of Australian Philanthropic Services her intention was to volunteer for a few months. Fast forward 14 years and she is the chief executive. Eliza Bavin writes.
