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Regulatory

Mulino targets retail investor protections, high-risk MISs: SIAA

Assistant treasurer Daniel Mulino will target the flow of retail investor money into high-risk MIS, the SIAA Conference heard this morning, flagging how regulators will use their new funding bonanza to prevent another Shield and First Guardian Master Fund disaster.

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Read more: ASIC,  SIAA,  First Guardian Master Fund,  Daniel Mulino,  Treasury,  Auditing and Assurance Standards Board,  Compensation Scheme of Last Resort,  Delivering Better Financial Outcomes,  Financial Standard,  Shield Master Fund,  Stockbrokers and Investment Advisers Association Conference