The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Regulatory

ASIC issues first-of-its-kind stop order

BY CASSANDRA BALDINI | MONDAY, 5 JUN 2023 12:03PM

Mitrade Global has been hit with the first stop order to be issued under the design and distribution obligations' (DDO) failure to take reasonable steps provision, with the order relating to its distribution of contracts for difference (CFD).

Upgrade your subscription to access this article

And gain access to:

All website content, including archived news
Home page news customisation
Tech Zone, your technical resource library

And more

Already A Subscriber?

UPGRADE SUBSCRIPTION

Related News

►	ASX profits slump as ASIC inquiry costs bite
►	ASIC warns investors over Yepbit platform
►	Former director jailed for misuse of $1.75m
►	Life CCC unveils FY27 priorities
►	ASIC ramps up enforcement action
►	Cbus rolls out death benefit nomination changes
►	ASFA names board chair
►	Coinbase launches perps for wholesale investors
►	ASIC suspends AFSL of GFA Capital Markets
►	Former Berndale director jailed for $700k in misused funds

Editor's Choice

Antares winds up Ex-20 Aussie equities fund

KARREN VERGARA

The Antares Capital Partners' Ex-20 Australian Equities Fund has been terminated after a seven-year run.

J.P. Morgan launches active Aussie equity ETF

MATTHEW WAI

The asset manager has listed the J.P. Morgan Australia Equity Active ETF (ASX: JPOZ) on the ASX, targeting to provide long-term return from local companies.

First Sentier expands Northern Trust mandate

MATTHEW WAI

Northern Trust has once again expanded its service offering with First Sentier Group, this time for its First Sentier Investors Global Growth Funds.

Bell Financial Group profit surges 133%

VINNY VUCAGO

Bell Financial Group has reported a 133.3% increase in first half net profit after tax (NPAT) to $21.7 million, supported by stronger market conditions and increased trading activity.

Videos

Brought to you by

Reframing financial advice

Product showcase: A guaranteed future

Calm in the chaos

MAX: Marketing, Advertising and Sales Excellence Awards | Highlights 2026

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE

Effie Dimitropoulos

Chief executive

AUDD

Digital assets and where they stand in 2026

So far in 2026 digital assets have captured the headlines largely for the wrong reasons, but that doesn't tell the full story.

READ MORE

Jessica Sclafani

Global retirement strategist

T. Rowe Price

Rethinking default design in a changing market environment

The evolution underway in the US DC system highlights the value of periodically reassessing default design assumptions.

READ MORE

Industry Events

MORE INDUSTRY EVENTS

OCT

SMSF Audit Day

Featured Profile

MORE PROFILES

Andrew Gregory

CHIEF ADVICE OFFICER
UNISUPER

After 25 years, Andrew Gregory remains motivated by the impact financial advice can have on Australians' lives. As UniSuper's chief advice officer, he is not slowing down on any of his current ambitions. Matthew Wai writes.

READ MORE