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Regulatory

AAT upholds ruling against ex-Macquarie and ex-Credit Suisse advisers

BY EMMA RAPAPORT | TUESDAY, 12 DEC 2017 12:48PM

The AAT has affirmed ASIC's decision to ban a former Macquarie equities financial adviser and former Credit Suisse employee from providing financial services for three years.

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Read more: AAT, Credit Suisse, MINI, ASIC, Macquarie, ASX, Administrative Appeals Tribunal, Philip McLean, Tony Davidof

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