Search Results | Showing 1 - 10 of 10 results for "penny stock" |
| | ... a range of penalties including permanent injunctions, disgorgement plus prejudgment interest, civil penalties, and penny stock bars against the individual defendants as well as officer-and-director bars against Knight and Flores. The U.S. Attorney's ... |
| | | ... The company which claimed to use its software to make promotional videos for small business owners rose from being a penny stock in June that year to crossing $3 a share by December. At one point in 2017, it was up 1,383% since the start of that year. ... |
| | | ... court approval, Abramoff has agreed to a settlement imposing permanent injunctions, officer and director, industry and penny stock bars. He will be forced to pay back the US$50,000 in commissions he received, plus interest of US$5501, and awaits further ... |
| | | ... Commission allege the scheme, boosted by promotional campaigns, generated more than $37 million (US$25 million) from penny stock sales. One such promotion wrongly claimed that a heated clothing company could produce medical quality facemasks in response ... |
| | | A Californian penny stock trader is in trouble with the law after he claimed a company he was trading stocks in had developed a special COVID-19 test. The US Securities and Exchange Commission (SEC) has filed a complaint against Jason Neilson, saying ... |
| | | ... through monetary sanctions paid to the SEC by securities law violators. Separately, the SEC charged an unregistered penny stock dealer with failing to register as a securities dealer. Justin Keener of JMJ Financial allegedly bought and sold billions ... |
| | | ... The SEC is seeking permanent injunctions, disgorgement of allegedly ill-gotten gains plus interest, penalties, and penny stock bars. |
| | | ... fined the company US$15 million for failing to develop an anti-money-laundering program that could detect suspicious penny stock and wire transfer activity. |
| | | ... transfer agent, or nationally recognized statistical rating organization, and from participating in any offering of a penny stock." A liquidation trust being set up under the bankruptcy settlement will make distributions from liquidating the companies' ... |
| | | The Australian stock market at noon today had made modest gains in the wake of firmer trading in the United States, with most of the major banks, resources stocks and Telstra in positive territory. At 1219 AEST, the benchmark S&P/ASX 200 index rose ... |
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