Search Results | Showing 1 - 10 of 3533 results for "compliance" |
| | | The Life Insurance Code Compliance Committee (Life CCC) has sanctioned a life insurer after it reported more than 10,000 breaches of the Life Insurance Code of Practice (Life Code) in relation to failure to provide timely, completed annual notices. ... |
| | | | ... first line being business and technology that owns and manages risk in day-to-day operations, the second being risk and compliance that sets risk framework and provides oversight, and third being internal audit that provides independent assurance. The ... |
| | | | ... from prudential regulator APRA. As trustee, Diversa Trustees told investors the move reflects the rising costs and compliance obligations of running the PST and the intention by APRA to close or merge smaller funds. Kaplan Funds Management, as investment ... |
| | | | ... management, platform administration, licensee services and adviser support operations, Hamilton held senior management and compliance roles at MLC, BDO Financial Planning, Synergy Capital Management and Macquarie Investment Management. Most recently ... |
| | | | ... the strategic review process, responses to regulatory notices, enhancement of investment governance arrangements and compliance with licence conditions," Equity Trustees said. Despite ongoing legal issues with ASIC, the assessment of the Shield and First ... |
| | | | ... said demand for independent research, ratings and governance support remained strong amid heightened governance and compliance expectations across the advice sector. GDG chief executive Grant Hackett said the group entered FY27 with momentum across its ... |
| | | | ... service," Shuttleworth said. "We see an opportunity to support SEQ's next stage of growth through Centrepoint's technology, compliance, investment and business capabilities, while preserving the client relationships, local leadership and culture that ... |
| | | | ... interest. "The trust is in a strong financial position, with all remaining loans not associated with this borrower in full compliance with their loan terms and covenants," 360 Capital said. "Under the responsible entity's management, the trust has ... |
| | | | ... financial advice services provider also improving its operating margin as it continues to invest in technology and compliance. The ASX-listed company reported a 5.2% increase in net revenue to $43 million for the year ended June 30, while normalised ... |
| | | | ... assets under management. Perpetual assured investors the impairment is non-cash and does not affect its liquidity, compliance with its banking covenants or impact underlying profit after tax - the financial metric on which the dividend payout ratio is ... |
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