Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 2 of 2 results for "Wells Fargo Securities"

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... involved employees at multiple levels of authority, including supervisors and senior executives, the SEC said. Wells Fargo Securities and its subsidiaries will pay US$125 million in penalties; BNP Paribas Securities and SG Americas Securities will each ...

Market Wrap - Morning

AAP  |  THURSDAY, 8 APR 2010
... financial sector offset profit-taking in other stocks after the benchmark's recent rally to 18-month highs. Wells Fargo Securities raised its rating on large-cap US banks on Tuesday, citing more clarity on asset-quality trends, and this lifted the banking ...
PAGE:
1