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Showing 1 - 1 of 1 results for "Truist Securities"

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
... Smaller firms such as Apex Fintech Solutions' Apex Clearing Corporation will pay US$6 million ($9m), and Truist Securities, which self-reported, will pay $5.5 million ($8.3m). "As today's enforcement actions against more than two dozen firms ...
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