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Search ResultsShowing 1 - 3 of 3 results for "Theta Asset Management"
Responsible entity fined $2m
ELIZA BAVIN  |  FRIDAY, 20 NOV 2020
A court has found Theta Asset Management and its managing director contravened the Corporations Act on multiple occasions in authorising the issues of five defective Product Disclosure Statements (PDSs). The court has ordered Theta to pay a penalty ...
Responsible entity declares insolvency
JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... responsible entity for the Australian Corporate Bond Trust has placed itself into voluntary administration. Theta Asset Management has appointed Worrells Solvency and Forensic Accountants as administrators of itself and Value Stream Investment Management. ...
ASIC launches action against AFSL, director
ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... on the promotion and management of the Sterling Income Trust. The regulator said the action is against Theta Asset Management, an Australian financial services licensee and responsible entity for the trust, and Theta director Robert Patrick Marie. "ASIC ...
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