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Showing 1 - 2 of 2 results for "Thanh Quoc Tu"

Brisbane adviser pleads guilty to $9 million fraud

LAURA MILLAN  |  FRIDAY, 28 NOV 2014
A Brisbane-based financial adviser has pleaded guilty to 54 charges involving a $9 million fraud. Thanh Quoc Tu was permanently banned from financial services in July 2014 and the charges he now faces could carry a maximum penalty of up to 12 years ...

ASIC puts hold Custom Wealth's AFSL

STAFF WRITER  |  TUESDAY, 22 JUL 2014
... into receivership on June 11, 2014. The regulator has also permanently banned Queensland-based financial adviser Thanh Quoc Tu, who an adviser at Patersons Securities and later, at Cognitive Wealth between 2008 and 2013. Tu misled investors to believe ...
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