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Showing 1 - 3 of 3 results for "Sterling Corporate Services"

Sterling Income Trust executives charged

CHLOE WALKER  |  MONDAY, 6 NOV 2023
... Raymond Jones and associate Simon Bell have each been charged with 11 counts of aiding and abetting Sterling Corporate Services to engage in dishonest conduct related to a financial product or service. Meanwhile, Jones' son Ryan has been charged ...

Responsible entity declares insolvency

JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... required information. It is also alleged Theta and Marie failed to effectively monitor the performance of Sterling Corporate Services as investment manager or manage conflicts of interest. While the defective PDSs were in use, the trust raised close ...

ASIC launches action against AFSL, director

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
... PDSs for the trust and failed to take all steps necessary to effectively monitor the performance of Sterling Corporate Services as the investment manager. ASIC also alleges Theta failed to identify, document, asses, evaluate and effectively manage and ...
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