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Showing 1 - 1 of 1 results for "Stephen Rogers"

FSCP issues another registration prohibition order

KARREN VERGARA  |  WEDNESDAY, 13 DEC 2023
... adviser who tried to recommend an SMSF and investment products that were not suitable to a client. Melbourne-based Stephen Rogers, a representative of United Global Capital, has been prohibited from registering as an adviser with ASIC until after 6 December ...
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