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Showing 1 - 4 of 4 results for "Smart Solutions"

Adviser permanently banned for faking qualifications

JAMIE WILLIAMSON  |  TUESDAY, 9 JUL 2024
... aware of Vee's misconduct. He was previously licensed through Maven Capital for two months in 2020 and with Smart Solutions Group for the six months to February 2019. He first provided advice in 2018. According to the ASIC FAR, Vee did not meet his ...

ASIC bans Queensland adviser

ANDREW MCKEAN  |  WEDNESDAY, 15 MAR 2023
... Allen was self-licensed under Global Pacific Solutions Group since 2019. He was previously a representative of Smart Solutions Group, the director and responsible manager of which was banned and the AFSL cancelled in 2020 for similar issues. The banning ...

Corrupt adviser banned, AFSL canned

ALLY SELBY  |  TUESDAY, 4 FEB 2020
... gain priority over the financial interests of his clients. Shapter was the director and responsible manager of Smart Solutions, a financial advice business based out of Brisbane and Broadbeach on the Gold Coast. The ASIC review found the Smart Solutions ...

Adviser moves show industry upheaval

ELIZABETH MCARTHUR  |  TUESDAY, 5 NOV 2019
... One went to Australian Unity Personal Finance, one to Industry Fund Services and one to VicSuper. Another AFSL, Smart Solutions, showed 18 advisers registered in July but had ceased by October. Equipsuper went from four aligned advisers to 12, likely ...
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