Search ResultsShowing 1 - 10 of 100+ results for "Shaw"
Dealer group boosts compliance team
JAMIE WILLIAMSON  |  TUESDAY, 17 DEC 2019
... Also joining Lifespan, Aaron Beyer has been appointed as compliance officer. Beyer most recently held a similar role at Shaw and Partners and has previously served in a number of adviser support roles, auditing advisers and vetting SOAs. Lifespan chief ...
Cashwerkz, Complii partner to automate compliance
ALLY SELBY  |  TUESDAY, 3 DEC 2019
... Brokerage houses already using Complii can now access the Cashwerkz platform. Complii is currently used by brokerage leaders Shaw and Partners, Canaccord Genuity Patersons, Argonaut Securities and Blue Ocean Equities.
Adviser moves show industry upheaval
ELIZABETH MCARTHUR  |  TUESDAY, 5 NOV 2019
... adviser movements, while the vast majority of licences lost advisers Synchron's adviser count grew from 505 to 528. Shaw and Partners Financial Planning also experienced huge growth in the period, more than tripling its headcount from five advisers ...
IOOF launches budgeting app
ELIZA BAVIN  |  WEDNESDAY, 9 OCT 2019
... they can give their clients advice and help them build a long-term wealth creation strategy." Moneysoft chief executive Jon Shaw said the aim was to deliver an enterprise-grade solution to meet customers' needs, but with the simplicity of a start-up. ...
Morgans snaps up CommSec Advisory business
ELIZA BAVIN  |  TUESDAY, 24 SEP 2019
... their clients with continuity of service," Clifford said. Other firms potentially vying for the business were Ord Minnett, Shaw and Partners and Wilsons, with Ord Minnett originally tipped to win the bid. CBA confirmed back in June this year that it ...
Managed accounts hit milestone
ELIZABETH MCARTHUR  |  WEDNESDAY, 31 JUL 2019
... licensees at the end of March represented 1860 advisers. Those groups are Synchron, Merit Wealth, Interprac, Capstone, and Shaw And Partners Limited. The number of advisers in non-institutional AFSL groups is growing almost three times faster than the ...
Managed Account Awards finalists revealed
ELIZABETH MCARTHUR  |  THURSDAY, 30 MAY 2019
... Portfolio Managers Royston Capital Watershed Funds Management Multi Asset Class Canaccord Infinity Asset Management Resonant Shaw and Partners Soteria Capital Watershed Funds Management Australian Fixed Interest JB Were Mason Stevens Prime Financial ...
Praemium loses major client
KARREN VERGARA  |  MONDAY, 8 APR 2019
... direction," several new agreements will have a positive impact and exceed the revenue decline, Praemium said in an ASX statement. Shaw and Partners is the latest to extend its partnership with the platform provider, signing on for a further five years ...
Swiss group acquires stake in local wealth firm
KANIKA SOOD  |  THURSDAY, 14 MAR 2019
... the two form a long-term strategic partnership to expand globally. EFG International paid $61.2 million for the stake in Shaw and Partners, valuing the company at $120 million. Shaw and Partners has $12 billion in funds under advice while the Swiss group ...
Former Macquarie advisers have bans reduced
JAMIE WILLIAMSON  |  TUESDAY, 12 FEB 2019
... time Macquarie reported the misconduct to ASIC and dismissed both advisers. Both advisers then went on to be licensed by Shaw and Partners for more than 12 months before they were banned by the regulator. "The view was expressed to me that if they were ...
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