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Showing 1 - 10 of 39 results for "Securities Commissions"

Superhero to offer Qantas points

ELIZABETH MCARTHUR  |  MONDAY, 4 APR 2022
... worldwide work on the changing landscape of retail trading markets as part of the International Organization of Securities Commissions Retail Market Conduct Task Force. The Task Force has identified several emerging concerns coinciding with the unprecedented ...

Regulators fret over hobby traders

ELIZABETH MCARTHUR  |  WEDNESDAY, 23 MAR 2022
... in retail trading markets and are joining forces to address the issue. The International Organization of Securities Commissions (IOSCO) has published a consultation paper on retail market conduct issues, with ASIC to co-chair a Retail Market Conduct ...

BNP Paribas to offer initial margin services

KANIKA SOOD  |  THURSDAY, 14 JAN 2021
... changed in 2016 as Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) set guidelines for initial and variation margin. For Australia, institutions with $75 billion in assets must comply ...

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... conflicts of interest and control rooms; and transaction reviews. It comes as the International Organization of Securities Commissions (IOSCO) also released a report into conflicts of interest and associated conduct risks during debt capital raisings. ...

APRA opens margin requirement talks

HARRISON WORLEY  |  THURSDAY, 15 AUG 2019
... September 2021. After the Basel Committee on Banking Supervision (BCBS) and the International Organisation of Securities Commissions (IOSCO) clarified the documentation, custodial and operational requirements for initial margin do not apply in cases ...

EY issues ICO theft warning

KARREN VERGARA  |  WEDNESDAY, 24 JAN 2018
... protection of investors and users alike has a greater chance of success." The International Organisation of Securities Commissions warned ICOs have clear risks and are highly speculative investments. "While some operators are providing legitimate investment ...

Bitcoin bubble will burst in 2018: Survey

KARREN VERGARA  |  MONDAY, 22 JAN 2018
... exchange five major cryptocurrencies including bitcoin and ethereum. The International Organisation of Securities Commissions also warned ICOs are risky and highly speculative investments. "While some operators are providing legitimate investment opportunities ...

IOSCO issues caution over ICOs

DARREN SNYDER  |  FRIDAY, 19 JAN 2018
The International Organisation of Securities Commissions warns Initial Coin Offerings (ICOs) have clear risks and are highly speculative investments. IOSCO, seen as the global standard setter for securities regulation, said ICOs are not standardised ...

Hedge fund sector flourishing: Report

KARREN VERGARA  |  TUESDAY, 28 NOV 2017
... investment strategies continues to soar, latest IOSCO research shows. The International Organization of Securities Commissions' (IOSCO) biannual report shows the sector's global assets under management rose 24% to US $3.2 trillion at the end of September ...

FPA celebrates World Financial Planning Day

KARREN VERGARA  |  WEDNESDAY, 4 OCT 2017
... hosting the inaugural World Financial Planning Day, which is also part of the International Organisation of Securities Commissions' (IOSCO) World Investor Week. The FPSB's network of 170,000 members globally will provide programs to promote consumer ...
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