The latest issue of Financial Standard now available as an e-newspaper
|Search Results||Showing 1 - 10 of 87 results for "SMSF Advice"|
|... financial adviser who cycled through seven AFSLs in nine years has been banned after ASIC found he provided poor SMSF advice and based insurance advice on the commission he'd receive. The five-year ban follows ASIC surveillance of advice provided by ...|
|ASIC has permanently banned an ACT financial adviser over dodgy SMSF advice, and banned another from NSW for three years for failing to consider clients' best interests. Jane Myers, an authorised representative of Spectrum Wealth between 2013 and 2017 ...|
|... 2015 after the collapse of the Charterhill Group. ASIC said it had concerns about the company's failure to ensure SMSF advice provided to clients was in their best interests. The regulator placed a number of companies under external control, which were ...|
|... that end, the association said its proposed "new customer-centric advice framework" will be designed with "improved SMSF advice" as a critical element. "As we state in our Budget submission, the ultimate goal is to advocate for reform that reduces complexity ...|
|... four years. One of the problems with his advice was, even though some clients came to him asking specifically for SMSF advice, he still was obliged to say no if he thought an SMSF wasn't in the best interests of the client. By the time the first ...|
|... offering over the next three years (36%). Interestingly, the report found there is largely an untapped market for SMSF advice, as members indicated their struggles with different aspects of investment strategies - a gap which advisers can meet. Vanguard ...|
|... the time, Rainmaker analysis showed many that had joined had done so from Count Financial, CPA Australia Advice and SMSF Advice.|
|... operate, though with restrictions were applied in regards to securities advice and he was no longer able to provide SMSF advice. In December 2018, Forster moved to Beacon Financial Group. Again, he was not able to provide SMSF advice. ASIC said the banning ...|
|... monitor movements in adviser numbers when targeting future surveillance work," ASIC said. Further, when providing SMSF advice, advisers are required to adequately demonstrate why an SMSF is appropriate for the client and why it's in their best interests. ...|
|... SMSFs without considering their personal circumstances during her time as a representative of former AMP subsidiary, SMSF Advice. The corporate regulator also found Thorne "hadn't properly considered her clients' existing superannuation arrangements," ...|
There is a good chance the planned superannuation guarantee increase to 12% will be deferred again as the nation continues to struggle with the effects of COVID-19, according to Mercer senior partner David Knox.
BetaShares' ETF that tracks crude oil futures is once again changing the length of contracts it tracks and is taking extra measures to automatically convert the ETF to all cash if oil futures drop significantly again.
The global fund manager saw its profits tumble 196% following net outflows of close to $19 billion in the first half of this year, resulting in heavy hits to fee and commission income.
Chi-X TraCRs and funds will now be offered on a privately owned wealth management platform, granting financial advisers and their clients access to some of the world's biggest listed companies.
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