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Showing 1 - 10 of 21 results for "SEC for"

Former fund manager admits to obstructing SEC probe

KARREN VERGARA  |  TUESDAY, 16 JUN 2026
... seek to deceive clients for their gain or the gain of others." He credited the Federal Bureau of Investigation and the SEC for their roles in the investigation.

JANA hires Mercer principal

ELIZABETH FRY  |  THURSDAY, 20 MAR 2025
JANA Investment Advisors has welcomed a new senior investment consultant to bolster its wealth business. The consultant said David Wilson's appointment reflects the increasing demand for sophisticated investment solutions in the wealth sector. As ...

SEC gives final approval for Ethereum ETFs

ELIZA BAVIN  |  TUESDAY, 23 JUL 2024
... the Bitcoin ETF. Upon approval by of the spot BTC ETF, issuers launched within days as they had been engaging with the SEC for months prior," they said. "Most issuers believed the SEC would not approve the spot ETH ETFs because there had been no discourse ...

Morningstar names new manager research lead

ELIZABETH FRY  |  TUESDAY, 2 JUL 2024
Morningstar Australasia has recruited a former Insignia Financial executive to lead its manager research team and its coverage of Australian and New Zealand fund managers. Matt Olsen - who joins Morningstar as director of manager research ratings for ...

BlackRock readies for crypto exposure

KARREN VERGARA  |  FRIDAY, 22 JAN 2021
The world's largest asset manager is flirting with the idea of investing in cryptocurrency, priming two of its global funds to potential exposure to bitcoin futures. Two filings with US watchdog the Securities and Exchange Commission reveal that two ...

Lonsec bolsters investment team

ALLY SELBY  |  TUESDAY, 22 SEP 2020
Lonsec has made several appointments to its investment research team, as it moves to bolster its fund manager research capabilities. Peter Green has nabbed a role as sector manager of Australian equities and will lead Lonsec's coverage of Australian ...

Celebrities cop $1m crypto fine

JAMIE WILLIAMSON  |  MONDAY, 3 DEC 2018
... offerings. Floyd Mayweather and DJ Khaled - real name Khaled Mohamed Khaled - have settled charges brought against them by the SEC for failing to disclose payments they received to tout investments in ICOs in 2017. Mayweather did not disclose payments ...

Former Lonsec chief executive joins Perpetual

ALEX BURKE  |  FRIDAY, 24 NOV 2017
The former group chief executive of Lonsec has joined Perpetual Investments. Amanda Gillespie joins Perpetual in the newly-created role of general manager client solutions and strategy. Perpetual Investments group executive David Lane said the new role ...

Goldman Sachs launches junk bond ETF

EMMA RAPAPORT  |  TUESDAY, 28 MAR 2017
... metrics within each of three broad sectors will be excluded. Goldman Sachs also filed registration statements with the SEC for the Goldman Sachs Access Emerging Markets Local Currency Bond ETF, and the Goldman Sachs Access Investment Grade Corporate ...

BetaShares managed fund receives rating

EMMA RAPAPORT  |  MONDAY, 20 MAR 2017
Manager of exchange-traded products BetaShares has been awarded a 'Recommended' rating from Lonsec for its Managed Risk Global Share Fund. Launched in February 2016, the Managed Risk Global Share Fund provides exposure to a broadly diversified portfolio ...
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