Search Results | Showing 1 - 10 of 1205 results for "Retail investors" |
| | | ASIC chair Sarah Court has warned retail investors to be wary of "highly speculative" prediction markets, likening them to betting. Court said prediction market contracts "have all the features of a bet" and that the regulator believes they are not ... |
| | | | ... and mortgages secured over Australian real property in Tasmania. ASIC said it made the interim order to protect retail investors from acquiring products under a product disclosure statement (PDS) that may be defective and not worded and presented in ... |
| | | | ... "aware of speculative, high-risk derivatives known as perpetual futures, or perps, being offered to Australian retail investors." Coinbase recently began offering perps to local wholesale investors, with three different options ranging from cryptocurrency ... |
| | | | ... ongoing work to address risks in private credit. "Where ASIC identifies concerns that products may be reaching retail investors they were not designed for, we will use our regulatory tools to act swiftly to intervene early, disrupt poor practices and ... |
| | | | ... the complex, leveraged products. The regulator is seeking industry feedback on amendments intended to ensure retail investors receive consistent protection, including where CFDs are settled through digital assets rather than cash. The existing order ... |
| | | | ... Capital Fund, ASCF Select Income Fund, and ASCF High Yield Fund. ASIC said it made the interim order to protect retail investors from acquiring products under a PDS that may be "defective and not worded and presented in a clear, concise, and effective ... |
| | | | ... representative of Interprac Financial Planning between 17 June 2016 and 31 December 2021 and provided financial advice to retail investors through Venture Egg. The regulator alleges Saad's entities, Atlas Marketing and United Capital, received about ... |
| | | | ... five (79%) identifying institutional investors as main client base, compared with 45% targeting digitally native retail investors. "As digital asset markets mature, long-term success will depend not on speed, but on resilience, interoperability, compliance ... |
| | | | ... Munro's actively managed global equities strategy. GSFM will distribute the fund to New Zealand wholesale and retail investors. The strategy will provide long-term exposure to 20 to50 listed equities across global markets, with a focus on identifying ... |
| | | | ... target market determination (TMD). Last week, the corporate watchdog claimed the products were too risky for retail investors. The three products - the 6 Month (Fixed and Variable) Account, 12 Month (Fixed and Variable) Account and At Call Account - ... |
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