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Showing 1 - 5 of 5 results for "Professional Registers"

ASIC warns investors over Yepbit platform

VINNY VUCAGO  |  THURSDAY, 13 AUG 2026
... details rather than relying on claims made by investment platforms. ASIC said consumers should check its professional registers to confirm whether an entity holds an AFSL and whether the licence permits the activities being promoted. It also warned scammers ...

ASIC cancels Trive Financial's AFSL as review into CFDs continues

VINNY VUCAGO  |  FRIDAY, 10 JUL 2026
... services business in Australia. The licence cancellation took effect on July 1 and has been recorded on ASIC's Professional Registers. Trive retains the right to seek review of the decision through the Administrative Review Tribunal. The decision follows ...

ASIC moves to strengthen defences against financial scams

VINNY VUCAGO  |  WEDNESDAY, 17 JUN 2026
... collecting and publishing website addresses for Australian financial services (AFS) licensees through its Professional Registers Search (PRS), allowing consumers to verify whether a website belongs to a licensed financial services provider before engaging ...

ASIC issues warning over scammers using fake AFSLs

ELIZA BAVIN  |  FRIDAY, 3 MAY 2024
... financial services numbers that do not exist. Make sure to always check the licence details via ASIC Connect's Professional Registers," ASIC said.

ASIC catches illegal dual licensees

ELIZABETH MCARTHUR  |  MONDAY, 13 MAY 2019
... insurance or external dispute resolution scheme. ASIC reminded licensees it expects them to check ASIC's professional registers prior to granting authorisation to a new representative to ensure they do not authorise a person or entity that already holds ...
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