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Showing 1 - 8 of 8 results for "Nicholas Maikousis"

ASIC bans another former MWL adviser

ELIZA BAVIN  |  THURSDAY, 23 APR 2026
... to advice provided in relation to Shield. ASIC has also commenced proceedings against MWL, former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. In February 2024, ASIC halted new offers of investments in Shield. ...

ASIC bans another MWL adviser

RIDDHIMA TALWANI  |  WEDNESDAY, 8 APR 2026
... directors and its responsible manager. ASIC has also sought to commence proceedings against MWL former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. ASIC said Lofthouse has the right to appeal the decision ...

Former MWL Financial adviser banned for six years

ELIZA BAVIN  |  TUESDAY, 10 MAR 2026
... of advice provided in relation to Shield. ASIC has also commenced proceedings against MWL, former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures. In February 2024, ASIC halted new offers of investments in Shield. ...

Another MWL Financial Services adviser banned

ANGELIQUE MINAS  |  THURSDAY, 12 FEB 2026
... directors and its responsible manager. ASIC has also sought to commence proceedings against MWL former director Nicholas Maikousis and Imperial Capital Group over alleged Shield advice failures.

Adviser of MWL, UGC banned for seven years

MATTHEW WAI  |  MONDAY, 22 DEC 2025
... It follows the banning of the responsible and compliance manager Robert John Tohill, and managing director Nicholas Maikousis in August this year. Meanwhile, ASIC also found that Van Coppenhagen was instrumental in implementing UGC's advice model, including ...

ASIC suspends MW Planning AFSL over missing responsible manager

MATTHEW WAI  |  FRIDAY, 12 DEC 2025
... Tribunal for a review. MWL Financial Services had its AFSL cancelled in August, while Tohill and managing director Nicholas Maikousis were subsequently banned for five and 10 years, respectively, after they allegedly helped funnel more than $150 million ...

ASIC acts against MWL, its director and lead generator

ANGELIQUE MINAS  |  THURSDAY, 13 NOV 2025
ASIC is taking legal action against MWL Financial Services, its former director Nicholas Maikousis, and lead generator Imperial Capital Group Australia over alleged Shield advice failures. ASIC alleges that MWL operated a business model that provided ...

Shield-linked advice firm director, compliance manager banned

JAMIE WILLIAMSON  |  THURSDAY, 28 AUG 2025
... their rights to complain to the Australian Financial Complaints Authority. As a result, MWL managing director Nicholas Maikousis has been banned from providing financial services for 10 years. ASIC found he was not only responsible for establishing the ...
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