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Showing 1 - 3 of 3 results for "Nasdaq Stock Exchange"

ASIC files lawsuit against unlicensed director, companies

JAMIE WILLIAMSON  |  FRIDAY, 16 FEB 2024
The corporate regulator filed a lawsuit against a Queensland man who allegedly deceived people he knew into handing over $100 million to invest in companies he owned without a financial services licence. ASIC commenced proceedings in the Federal Court ...

Bernie Madoff dies in prison

ELIZABETH MCARTHUR  |  THURSDAY, 15 APR 2021
... but had failed to find evidence of his fraud for over a decade. Madoff was at one point the chair of the NASDAQ stock exchange. He ran a brokerage, Bernard L. Madoff Investment Securities, which was one of the largest market maker businesses on Wall ...

Nasdaq proposes diversity rules

KARREN VERGARA  |  THURSDAY, 3 DEC 2020
... leadership data solutions provider, to help listed companies with board-composition planning challenges. Nasdaq Stock Exchange president Nelson Griggs said corporate diversity, at all levels, opens up a clear path to innovation and growth. "We are inspired ...
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