Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 6 of 6 results for "MyPlanner Professional Services"

Former adviser hit with three-year ban

KARREN VERGARA  |  FRIDAY, 4 JUN 2021
... copped a three-year ban from the regulator. Brisbane-based Nathan Smith was a representative for MyPlanner Professional Services and Total Financial Solutions Australia. ASIC investigated Smith's conduct during his employment with the two licensees ...

Dealer group AFSL in limbo

ALLY SELBY  |  THURSDAY, 23 APR 2020
The suspension of MyPlanner Professional Services' AFSL is on ice as the Administrative Appeals Tribunal reviews ASIC's decision. It comes after the corporate watchdog suspended the advisory firm's AFS licence on February 12 on the grounds ...

ASIC cancels slew of AFSLs

JAMIE WILLIAMSON  |  FRIDAY, 3 APR 2020
... MyPlanner Australia. The Gold Coast-based licensee transitioned its financial advice business to MyPlanner Professional Services in February 2017. The licensee caught ASIC's eye later that year, and additional conditions were placed on both the MyPlanner ...

AFA to launch investigation into adviser misconduct

JAMIE WILLIAMSON  |  FRIDAY, 22 DEC 2017
... Tuesday, 19 December, the regulator announced it had accepted an enforceable undertaking from MyPlanner Professional Services adviser, James Fraser. Just two days later, it announced it had also accepted the same from Christopher John Cannon and Danny ...

ASIC takes further action against MyPlanner

JAMIE WILLIAMSON  |  WEDNESDAY, 20 DEC 2017
... the misconduct, Fraser was an authorised representative of MyPlanner and recently switched to MyPlanner Professional Services - the second AFSL that MyPlanner recently transitioned a large number of advisers and staff to. The enforceable undertaking ...

MyPlanner enters ASIC radar

JAMIE WILLIAMSON  |  WEDNESDAY, 6 DEC 2017
... financial services laws and did not carry out satisfactory supervision. The conditions also apply to MyPlanner Professional Services, a second AFSL that a large number of MyPlanner advisers and staff recently transitioned to. Both licensees are now required ...
PAGE:
1