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|Showing 1 - 5 of 5 results for "Margaret Cole"|
|... independent advice on the likelihood of a claim on the indemnity. The latest development comes after APRA appointed Margaret Cole as a new member, taking on primary responsibility for overseeing APRA's activities in relation to superannuation. APRA ...|
|APRA has announced the appointment of Margaret Cole as a new member, focused on enforcement of the superannuation sector. Announcing the appointment, Treasurer Josh Frydenberg said Cole has extensive experience in regulatory and legal fields across ...|
|... short of the requirement to be "clear, fair and not misleading" and customers have not been treated fairly," said Margaret Cole, director of enforcement and financial crime at FSA.|
|... that they must have the right arrangements in place to ensure that suitable advice is given and recorded," said Margaret Cole, director of enforcement at FSA. "When making an investment recommendation, firms must ensure that customers have all the necessary ...|
|... combination in the Structured Credit Group's holdings of exotic products, opaque valuations and high leverage," said Margaret Cole, director of enforcement. "The sudden and unexpected announcement of the write down had the potential to undermine market ...|
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The nation's wealth gap continues to widen as new research suggests Australia is among the richest in the world, rising up the ranks to record one of the largest gains in wealth in 2020.
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The Guardians of NZ Superannuation promoted a senior investment strategist to head of asset allocation.
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Citi has appointed a new head of research for Australia and New Zealand.
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Clients who claimed Commonwealth Bank financial advisers put them in expensive CMLA life insurance policies instead of cheaper alternatives have been asked to narrow their group definition.
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