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Showing 1 - 5 of 5 results for "Margaret Cole"

APRA outlines indemnity measures

ANNABELLE DICKSON  |  TUESDAY, 23 MAR 2021
... independent advice on the likelihood of a claim on the indemnity. The latest development comes after APRA appointed Margaret Cole as a new member, taking on primary responsibility for overseeing APRA's activities in relation to superannuation. APRA ...

Super funds to answer to new APRA enforcer

ELIZA BAVIN  |  FRIDAY, 19 MAR 2021
APRA has announced the appointment of Margaret Cole as a new member, focused on enforcement of the superannuation sector. Announcing the appointment, Treasurer Josh Frydenberg said Cole has extensive experience in regulatory and legal fields across ...

Standard Life fined $4m for bad marketing

COMPANY RELEASE  |  MONDAY, 25 JAN 2010
... short of the requirement to be "clear, fair and not misleading" and customers have not been treated fairly," said Margaret Cole, director of enforcement and financial crime at FSA.

FSA fines firm for bad advice

FSA RELEASE  |  MONDAY, 14 SEP 2009
... that they must have the right arrangements in place to ensure that suitable advice is given and recorded," said Margaret Cole, director of enforcement at FSA. "When making an investment recommendation, firms must ensure that customers have all the necessary ...

Credit Suisse slapped with $12m fine

RUTH LIEW  |  FRIDAY, 15 AUG 2008
... combination in the Structured Credit Group's holdings of exotic products, opaque valuations and high leverage," said Margaret Cole, director of enforcement. "The sudden and unexpected announcement of the write down had the potential to undermine market ...
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