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Showing 71 - 77 of 77 results for "Margaret Cole"

APRA intensifies scrutiny of underperformers

KARREN VERGARA | FRIDAY, 10 SEP 2021

... the reasons why super funds were either given a pass or fail result - and not a specific score. APRA board member Margaret Cole and executive director of superannuation Suzanne Smith, who also appeared at the inquiry, explained that the legislation mandated ...

Results out: 13 funds fail YFYS performance test

KANIKA SOOD | TUESDAY, 31 AUG 2021

... planning to transfer their members to a fund that can deliver better outcomes for them," APRA executive board member Margaret Cole said. There are 80 MySuper products but four were not tested, as they did not have five years or more of returns. The YFYS ...

APRA outlines indemnity measures

ANNABELLE DICKSON | TUESDAY, 23 MAR 2021

... independent advice on the likelihood of a claim on the indemnity. The latest development comes after APRA appointed Margaret Cole as a new member, taking on primary responsibility for overseeing APRA's activities in relation to superannuation. APRA ...

Super funds to answer to new APRA enforcer

ELIZA BAVIN | FRIDAY, 19 MAR 2021

APRA has announced the appointment of Margaret Cole as a new member, focused on enforcement of the superannuation sector. Announcing the appointment, Treasurer Josh Frydenberg said Cole has extensive experience in regulatory and legal fields across ...

Standard Life fined $4m for bad marketing

COMPANY RELEASE | MONDAY, 25 JAN 2010

... short of the requirement to be "clear, fair and not misleading" and customers have not been treated fairly," said Margaret Cole, director of enforcement and financial crime at FSA.

FSA fines firm for bad advice

FSA RELEASE | MONDAY, 14 SEP 2009

... that they must have the right arrangements in place to ensure that suitable advice is given and recorded," said Margaret Cole, director of enforcement at FSA. "When making an investment recommendation, firms must ensure that customers have all the necessary ...

Credit Suisse slapped with $12m fine

RUTH LIEW | FRIDAY, 15 AUG 2008

... combination in the Structured Credit Group's holdings of exotic products, opaque valuations and high leverage," said Margaret Cole, director of enforcement. "The sudden and unexpected announcement of the write down had the potential to undermine market ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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