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Showing 1 - 10 of 115 results for "Lonsdale"

APRA updates industry on operational resilience guidance

ELIZA BAVIN  |  FRIDAY, 14 JUN 2024
... operations focus Scenarios align with BCM uplift and focus on severe yet plausible scenarios for COs and MSPs APRA chair John Lonsdale said operational resilience was becoming increasingly important in the digital financial age. "Disruptions to financial ...

Former licensee chief takes new role

JAMIE WILLIAMSON  |  FRIDAY, 24 MAY 2024
... but will remain a non-executive director of the business. Blackford was chief executive of Insignia's Millennium 3, Lonsdale and IOOF Alliances brands for more than three years. Before that, she was chief executive of Millennium 3 for two years ...

Insignia details transformation progress

JAMIE WILLIAMSON  |  THURSDAY, 22 FEB 2024
... because of optimisation benefits. As predicted, adviser numbers dropped to 1199 due to the sale of Millennium3, closure of Lonsdale, and changes to Bridges. The migration of clients and assets from MLC Wrap to the Expand platform is also tracking to ...

Jailed adviser permanently banned by ASIC

JAMIE WILLIAMSON  |  TUESDAY, 13 FEB 2024
... credit activities, whether alone or alongside others. The ban took effect on February 5. When Sebo was convicted, Justice Lonsdale said: "I find that the offending was not just opportunistic. It was planned and it was persistent." "You deliberately started ...

Small, large entity regulation needs balance: APRA

KARREN VERGARA  |  WEDNESDAY, 22 NOV 2023
... regulatory burdens to avoid a similar scenario in the US with the collapse of regional banks, APRA says. APRA chair John Lonsdale boasted about confidence in Australia's prudential regulation in contrast to a series of regional bank failures such ...

Former adviser lands in jail

KARREN VERGARA  |  TUESDAY, 26 SEP 2023
... 2019 after Western Australian police charged him with eight counts of stealing at the time. On September 22, Justice Lonsdale charged Sebo with 36 counts of stealing from clients' accounts. "I find that the offending was not just opportunistic. It was ...

Zenith chief exits, names successor

KARREN VERGARA  |  MONDAY, 21 AUG 2023
... Zenith, he held senior roles at IWL as head of research and associate director, and head of managed funds research at Lonsdale. Jason Huddy joined Zenith as chief operating officer in 2019. His career began at National Mutual (AXA) in Perth; he then ...

Trustees to disclose more remuneration details

KARREN VERGARA  |  WEDNESDAY, 2 AUG 2023
... recruitment; or severance award made to an employee ceasing employment (excluding any statutory entitlements). APRA chair John Lonsdale said the changes would enhance transparency and market discipline within the financial services industry and shine ...

Insignia Financial plans advice business transformation

JAMIE WILLIAMSON  |  THURSDAY, 27 JUL 2023
... self-employed advisers were lost in the quarter, with Mota saying the losses were largely due to the ongoing closure of the Lonsdale licence and not linked to the proposed creation of ASC.

APRA finalises operational risk prudential standard

ANDREW MCKEAN  |  TUESDAY, 18 JUL 2023
... third-party risk management by ensuring risks from material service providers are appropriately managed. APRA chair John Lonsdale said the finalisation of CPS 230 will strengthen the management of operational risk across APRA's regulated population. ...
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