The latest issue of Financial Standard now available as an e-newspaper | Search Results | Showing 1 - 10 of 100+ results for "LIC" |
| | | The Australian Securities and Exchange Commission (ASIC) has provided guidance to trustees of unregistered managed investment schemes in relation to whether they require an Australian financial services licence. The regulator stressed that a trustee ... |
| | | | AMP Capital has appointed a new managing director and head of clients for its New Zealand business. Rebekah Swan, currently NZ head of product and ESG investment specialist, is set to step into the role having been with AMP Capital for close to 19 years. ... |
| | | | The ASX-listed advice and accounting group subsidiary has appointed a former NAB/MLC manager as its practice development and growth manager for Queensland. Stephen Carlton joins from NAB/MLC where he was business growth manager for Queensland and the ... |
| | | | The chief executive of an IOOF dealer group has departed as part of the group's restructure after it acquired MLC Wealth. Geoff Kellett has departed Financial Services Partners after two years as chief executive, with IOOF moving towards shuttering ... |
| | | | The Australian Securities and Investments Commission (ASIC) has commenced legal proceedings in the Federal Court against a Gold Coast-based SMSF accountant for failing to comply with an enforceable undertaking. Jenan Oslem Thorne, otherwise known as ... |
| | | | The Australian Financial Complains Authority (AFCA) is placing a higher emphasis on member experience following an increase in its membership base, two years on from its launch. In its first two years, AFCA's membership has grown to 40,000 members across ... |
| | | | ASX-listed Sequoia Financial Group has revealed its plans to increase its adviser numbers and licensees to adjust to the shifting landscape of the financial advice industry. At its annual general meeting, Sequoia announced its strategic objective to ... |
| | | | Financial Planning Association of Australia (FPA) board member Julie Matheson has joined Peloton Partners. The Melbourne based financial services consultancy was founded by Rob Jones and Michael Harrison, both former Shadforth financial advisers. Matheson ... |
| | | | ASIC has released a consultation paper seeking feedback on reference checking protocols for financial advisers and mortgage brokers. Requiring financial advisers to have reference checks was one of the recommendations to come out of the Royal Commission. ... |
| | | | After Monday's outage, the ASX was in trouble again yesterday as its Centre Point matching system closed off participants from using Chi-X bids and offers. The Centre Point is an anonymous matching system that matches buyers and sellers at the mid-point ... |
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| | KANIKA SOOD Over a quarter of US employers say they plan to pay employees based on the location of remote workers for all jobs in 2021. | KARREN VERGARA The majority of financial advisers who sat the most recent exam passed, according to the Financial Adviser Standards and Ethics Authority. | | | KARREN VERGARA More older Australians are increasingly using reverse mortgages to pay off debt, a new survey found. | KARREN VERGARA AMP Capital has secured a stake in a UK port operator via its infrastructure debt fund. |
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