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Showing 1 - 10 of 66 results for "Infocus"

Infocus adds four practices to network

KARREN VERGARA  |  WEDNESDAY, 16 FEB 2022
Infocus added four new financial advice firms to the fold, including welcoming Victoria Devine's Zella Wealth. The non-aligned dealer group also brought to its network Toowoomba-based Healy Financial led by Matthew Healy; Shiva Saberi's Timeless ...

AAT downgrades adviser banning

KARREN VERGARA  |  FRIDAY, 3 DEC 2021
... 17 clients, backdated documents and falsified a client's signature while a representative of ANZ. Lee represented Infocus between 5 June 2010 and 15 June 2017, and ANZ between 19 September 2017 and 19 November 2018. In one of her explanations, she ...

Former adviser cops eight-year ban

KARREN VERGARA  |  THURSDAY, 6 MAY 2021
A former ANZ and Infocus Securities financial adviser has been banned for eight years after ASIC found evidence of forgery and falsifying documents. Lisa Lee, a Sydney-based former adviser, falsely witnessed binding nomination of beneficiary forms for ...

Former Australian Unity adviser banned

JAMIE WILLIAMSON  |  THURSDAY, 29 APR 2021
... Financial Services, the licensee he joined in July 2016 and departed in April 2019. From April 2019 Chan was licensed by Infocus before finishing up in September of last year. Prior to Australian Unity, Chan was an authorised representative of Grant ...

Former NAB, Infocus advisers banned

ALLY SELBY  |  MONDAY, 2 DEC 2019
... documents to give the impression to her licensees that she had complied with her obligations under the law." Meantime, former Infocus adviser Williams has been banned from the industry for one year after she failed to disclose prior criminal charges ...

ASIC bans adviser again

HARRISON WORLEY  |  FRIDAY, 16 AUG 2019
... best interests of his clients. According to ASIC, a review of advice Aujla provided as an authorised representative of Infocus Securities Australia and Chaucer Group revealed he failed to obtain adequate information from clients about their personal ...

ASIC FAR, advice industry contract

JAMIE WILLIAMSON  |  MONDAY, 17 JUN 2019
... personal advice and sell advisers to Viridian Advisory. Over the same period, the likes of Synchron, Capstone and Akambo and Infocus made gains. Among the bigger players, ClearView, IOOF, TAL and State Plus also gained ground. The fastest growing advice ...

Australian Unity adds new research lead

JAMIE WILLIAMSON  |  WEDNESDAY, 24 OCT 2018
... years and led the FirstTech division. Chu replaces Craig Meldrum who left earlier this year to join growing advice firm Infocus.

Former licensee chief to lead fund manager

JAMIE WILLIAMSON  |  TUESDAY, 21 AUG 2018
... Bristow to the newly-created role of group chief executive. Bristow served as chief executive and managing director of Infocus from 2012 to 2017. He was most recently chief executive of AMP-backed fintech Macrovue, a role he held for six months. Bristow ...

Former Australian Unity executive joins advice licensee

JAMIE WILLIAMSON  |  FRIDAY, 27 JUL 2018
... Unity executive this month. Former Australian Unity Personal Financial Services chief executive Steve Davis has joined Infocus Wealth Management in the newly created role of chief commercial officer. Davis served nine years at Australian Unity, having ...
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