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Showing 1 - 4 of 4 results for "Exalt Global Fund"

Federal court slams director for 'fanciful' asset valuation

ELIZA BAVIN  |  TUESDAY, 23 SEP 2025
The Federal Court has disqualified Queensland-based director David Hodgson from managing corporations for five years and permanently restrained him from engaging in financial services without an Australian financial services licence (AFSL). This comes ...

ASIC files lawsuit against unlicensed director, companies

JAMIE WILLIAMSON  |  FRIDAY, 16 FEB 2024
The corporate regulator filed a lawsuit against a Queensland man who allegedly deceived people he knew into handing over $100 million to invest in companies he owned without a financial services licence. ASIC commenced proceedings in the Federal Court ...

Queensland director banned for two years

DARREN SNYDER  |  FRIDAY, 10 JUL 2015
The Australian Securities and Investments Commission (ASIC) has banned a Queensland company director from providing financial services for two years after failing to ensure the company complied as a Responsible Entity under the Corporations Act. Between ...

Ghost fund flogger banned

LAURA MILLAN  |  WEDNESDAY, 10 JUN 2015
... of Active Capital Managers, which advertised on its website an Exalt Managed Futures Fund, issued by manager Exalt Global Fund. The Australian Securities and Investments Commission (ASIC) found that the fund did not exist and had never existed and that ...
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