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Showing 1 - 3 of 3 results for "Erin Schneider"

Netflix insider trading ring charged

ELIZABETH MCARTHUR  |  FRIDAY, 20 AUG 2021
... scheme to profit from valuable, misappropriated company information," SEC San Francisco Regional Office director Erin Schneider said. "The charges announced today hold each of the participants accountable for their roles in the scheme." Joseph Sansone ...

COVID-19 inspires pump and dump scheme

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
... deception to exploit investors amidst the COVID-19 pandemic," said SEC director of the San Francisco regional office Erin Schneider. "Investors should be aware of the potential for stock manipulation, including through claims regarding products or services ...

Radio host adviser revealed as alleged fraudster

ELIZABETH MCARTHUR  |  FRIDAY, 20 DEC 2019
... retirees by misleading them about his prominence in the industry and promising to act in their best interests," said Erin Schneider, director of the SEC's San Francisco regional office. "Investment advisers must be truthful about their background ...
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