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Showing 1 - 10 of 48 results for "Dixon Advisory"

ASIC suspends Dixon Advisory AFSL

ELIZABETH MCARTHUR  |  TUESDAY, 19 APR 2022
ASIC has suspended the Australian financial services licence of embattled Dixon Advisory & Superannuation Services. The regulator's move follows the appointment of Stephen Graham Longley and Craig David Crosbie as joint administrators to Dixon Advisory ...

CSLR will not fully protect investors

KARREN VERGARA  |  WEDNESDAY, 16 FEB 2022
... the CSLR will be important in the event of financial misconduct compensation, pointing to the recent collapse of Dixon Advisory as an example. But he also agrees that the CSLR's scope falls short of regulating managed investment scheme collapses. ...

E&P pulls the plug on DASS

KARREN VERGARA  |  WEDNESDAY, 19 JAN 2022
... of E&P Financial Group is now in voluntary administration. PwC has been called in as voluntary administrators of Dixon Advisory and Superannuation Services, parent company E&P Financial Group told the ASX this morning, saying "mounting actual and potential ...

ISPT takes stake in property fund manager

KARREN VERGARA  |  FRIDAY, 17 DEC 2021
... were misled and provided conflicted advice. The Federal Court is overseeing the lawsuit, which named subsidiary Dixon Advisory and Superannuation Services and former chief executive Alan Dixon for their alleged involvement in providing bad advice to ...

Plaintiff seeks to ring fence Dixon penalty

KARREN VERGARA  |  THURSDAY, 25 NOV 2021
A plaintiff in the Piper Alderman-led class action against Dixon Advisory is attempting to ring fence the $7.2 million civil penalty determined by ASIC. Kosen-rufu, an applicant in a class action against Evans & Dixon (now E&P Financial Group) and subsidiary ...

E&P Financial Group hit with class action

KARREN VERGARA  |  THURSDAY, 4 NOV 2021
... conduct. The law firm has taken Dixon and E&P Financial Group (EP1) to the Federal Court, and also named subsidiary Dixon Advisory and Superannuation Services in the lawsuit for their alleged involvement in providing bad advice to retail clients who ...

ASIC settlement hits E&P profits

KANIKA SOOD  |  TUESDAY, 24 AUG 2021
... goodwill in E&P Wealth, its costs of takeover defence against 360 Capital and costs of the ASIC action against Dixon Advisory & Superannuation Services which is soon to be settled for $8.2 million. Adjusted NPATA was $11.3 million (up 22%), the firm ...

Dixon Advisory to pay $8.2m to settle ASIC action

KANIKA SOOD  |  FRIDAY, 9 JUL 2021
... Court case against Evans & Dixon's financial advice arm for $8.2 million and declaration of 53 contraventions. Dixon Advisory and Superannuation Services (DASS) will pay $7.2 million in penalty and $1 million to cover ASIC's costs. The penalty ...

360 Capital moves to acquire Evans Dixon

KARREN VERGARA  |  TUESDAY, 27 OCT 2020
... assets, and a 54% premium to its trading price shortly after ASIC announced its was taking legal action against Dixon Advisory and Superannuation Services (Evans Dixon's share price closed at 45 cents on September 4). ASIC has alleged Dixon Advisory ...

Evans Dixon to rebrand

KARREN VERGARA  |  MONDAY, 12 OCT 2020
... Australian Flagship Fund (EFF). The group is currently facing a legal battle with ASIC, which alleges that subsidiary Dixon Advisory & Superannuation Services engaged in 126 breaches of best interests obligations relating to personal financial product ...
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