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Showing 1 - 10 of 66 results for "Court of Victoria"

Sequoia chair steps down

KARREN VERGARA  |  FRIDAY, 19 APR 2024
... audit committee. Separately, Tim McGowen recently slapped a defence and counterclaim on Sequoia in the Supreme Court of Victoria. McGowen is the managing director of Informed Investor, ShareCafe, and Corporate Connect Research - all of which Sequoia ...

Mayfair 101 regains control of assets, liquidators abandon claims

JAMIE WILLIAMSON  |  MONDAY, 18 MAR 2024
... which the liquidators abandoned all claims against Mawhinney and his companies. It was approved by the Supreme Court of Victoria in November of that year, but its terms remained confidential as part of a silencing order placed on Mawhinney. Under the ...

ASIC loses case against Diversa

JAMIE WILLIAMSON  |  TUESDAY, 24 OCT 2023
... and other requirements must be met. Bhandari is also currently facing criminal charges in the Magistrates' Court of Victoria, which were laid in July 2022, in relation to the unlicensed advice provided. The AFSL of Australian Dealer Group was also ...

Escala loses bid to restrain former executives

KARREN VERGARA  |  FRIDAY, 13 OCT 2023
... moved to LGT Crestone Wealth Management from working in financial services and soliciting clients. The Supreme Court of Victoria rejected Escala's application for interlocutory injunctions regarding the departure of its former investment advisers ...

Skynet adviser stole $10.2m: Court

KARREN VERGARA  |  THURSDAY, 28 SEP 2023
... stole $10,152,061.93 from 38 clients between 10 October 2014 and 9 January 2019, documents from the Country Court of Victoria show. In most cases, Nugara convinced clients to transfer their savings or rollover monies in their superannuation accounts ...

Mayfair 101 calls for senate inquiry into ASIC

JAMIE WILLIAMSON  |  WEDNESDAY, 2 AUG 2023
... case with ASIC investigations. The case against Mawhinney and Mayfair 101 is set to be reheard in the Federal Court of Victoria following a decision by the High Court last year. Separately, Mawhinney is suing ASIC and deputy chair Sarah Court for defamation ...

Victorian AR charged with providing unlicensed advice

CASSANDRA BALDINI  |  WEDNESDAY, 13 JUL 2022
... after an investigation and referral by ASIC. It will be next listed for mention on October 4 in the Magistrate's Court of Victoria.

Adviser jailed for illegal super access

KARREN VERGARA  |  WEDNESDAY, 24 NOV 2021
... financial advantage by deception and one count of attempting to obtain financial advantage by deception. The County Court of Victoria sentenced Saad to nine months' imprisonment for the first count and one month's imprisonment for the second ...

Former Vocus chair charged with insider trading

ANNABELLE DICKSON  |  WEDNESDAY, 15 SEP 2021
... maximum 15 years' imprisonment. The matter has been listed for a committal mention hearing in the Magistrates' Court of Victoria at Melbourne on December 7.

NAB MySuper class action heads to Federal Court

JAMIE WILLIAMSON  |  MONDAY, 12 APR 2021
... duties by delaying the transition of accounts to cheaper MySuper products. On 18 December 2020, the Supreme Court of Victoria ruled the case invalid. A spokesperson for Maurice Blackburn confirmed the case has now been filed in the Federal Court. At ...
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