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Showing 41 - 50 of 74 results for "Court of Victoria"

Ex-Lonsec MD convicted of insider trading

JAMES FERNYHOUGH  |  THURSDAY, 23 MAY 2013
... Graham, a former managing director of stockbroking firm Lonsec, was convicted of insider trading at the County Court of Victoria on Wednesday. In 2010, Graham sold 200,000 shares in Clean Seas Tuna knowing that the fisheries company was set to announced ...

Former consultant sentenced for insider trading

LAURA MILLAN  |  FRIDAY, 15 MAR 2013
The County Court of Victoria has sentenced former consultant Ulf Ronnie Lindskog after being convicted of four insider trading charges brought by the Australian Securities and Investments Commission (ASIC). Judge David Parsons sentenced Lindskog to ...

Former Lonsec MD pleads guilty to insider trading

LAURA MILLAN  |  MONDAY, 4 MAR 2013
... Melbourne Magistrates' Court as a contested committal hearing. He will appear for a plea hearing in the County Court of Victoria on May 16.

APRA probe key in NAB case: Lawyers

BEN COLLINS  |  WEDNESDAY, 5 SEP 2012
... investments linked to toxic US subprime mortgages was insufficient, according to documents filled in the Supreme Court of Victoria yesterday. An affidavit tendered to the Supreme Court on Tuesday referred to several internal NAB emails in which NAB executives ...

Former Lonsec director charged with insider trading

BEN COLLINS  |  THURSDAY, 7 JUN 2012
... Graham, former managing director of stockbroking and research firm, Lonsec, has appeared in the Magistrates' Court of Victoria charged with 14 counts of insider trading, following an ASIC investigation. The Australian Securities & Investments Commission ...

ASIC bans adviser following fraud conviction

BEN COLLINS  |  TUESDAY, 24 APR 2012
... Chris Pappas, from providing financial services following his conviction on fraud charges in the Magistrates Court of Victoria. On 29 March 2012, Papaioannou was convicted in the Magistrates Court of Victoria of four counts of obtaining money by deception ...

IOOF seals DKN takeover

MATT WOODINGTON  |  TUESDAY, 4 OCT 2011
IOOF Holdings has completed its acquisition of DKN Financial Group after gaining approval from the Supreme Court of Victoria. IOOF said in a statement to the ASX that it would now acquire all of the fully paid ordinary shares in DKN that it does not ...

Opes Prime directors admit guilt

MATT WOODINGTON  |  WEDNESDAY, 20 JUL 2011
... 2008, which left around $630 million owed to creditors. Facing charges brought by ASIC in front of the Supreme Court of Victoria, former chief executive Emini pleaded guilty to two charges of dishonesty. This relates to using his position as a director ...

NAB sued over financial advice

ALISON BEVEGE  |  FRIDAY, 17 JUN 2011
... NAB had painted them as aggressive investors with a high-risk tolerance. The case, lodged before the Supreme Court of Victoria, alleges that the NAB breached its duty of care. The statement of claim says the NAB was influenced by fees and commissions ...

Great Southern case rages on

ELISE BURGESS  |  THURSDAY, 21 APR 2011
... forced to finalise its second class action claim to gather extra information. Investors have asked the Supreme Court of Victoria to set aside loans they took out with the banks for Great Southern investments and be reimbursed for all costs.