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Showing 1 - 8 of 8 results for "Continuing Professional Development requirements"

Experience pathway consultation opens

KARREN VERGARA  |  TUESDAY, 18 APR 2023
... meet the qualification standard. They must also pass the exam and comply with continuing professional development requirements. Under the draft bill, new entrants can apply to the Minister to have their degree recognised and for education providers to ...

Labor promises to recognise adviser experience

KARREN VERGARA  |  FRIDAY, 10 DEC 2021
... reforms. "We will still expect advisers to pass their professional exams, and meet continuing professional development requirements, and abide by an appropriate professional code of ethics. But we won't be asking you to waste your time on degrees ...

ASIC puts SMSF auditors on notice

ANNABELLE DICKSON  |  MONDAY, 21 SEP 2020
... extra conditions applied to Wong include providing evidence of compliance with continuing professional development requirements and review and revise tools and templates used to perform and document SMSF audits. ASIC notes if an SMSF auditor is found ...

CPD policy publication deadline looms

KARREN VERGARA  |  THURSDAY, 28 MAR 2019
... March 2019 to comply with the Financial Adviser Standards and Ethics Authority's continuing professional development requirements. New licensees must provide the policy within the first three months. The CPD policy must clearly state the licensee's CPD ...

FASEA finalises adviser CPD standard

HARRISON WORLEY  |  FRIDAY, 21 DEC 2018
FASEA has settled on the continuing professional development requirements for financial advisers. Listening to industry consultation, the Financial Adviser Standards and Ethics Authority made several determinations upon registering the legislative instrument ...

ASIC disqualifies two SMSF auditors

ALEX BURKE  |  TUESDAY, 10 APR 2018
... staff had prepared relevant financial statements. He also did not comply with continuing professional development requirements. "SMSF auditors play a fundamental role in promoting confidence in the SMSF sector so it is crucial that they adhere to ethical ...

Medcraft backs national adviser exam

MARK SMITH  |  TUESDAY, 13 JAN 2015
... model that could be applied to Australian conditions." The bank also wants to see Continuing Professional Development requirements beefed up so that financial planners must gather a minimum of 40 points annually rather than the current 30. ANZ added ...

ASIC call to improve planner education

ELISE BURGESS  |  WEDNESDAY, 6 APR 2011
... laws, market issues and new products. Finally ASIC proposed that advisers undergo continuing professional development requirements. "Our review identified concerns about current training standards and highlighted that change is required to increase consumer ...
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