Search ResultsShowing 1 - 5 of 5 results for "Code Monitoring Australia"
ASIC grants compliance scheme relief
HARRISON WORLEY  |  WEDNESDAY, 16 OCT 2019
... advisers still obliged to do so. The government's announcement frustrated the advice sector , with Code Monitoring Australia - established by the Association of Financial Advisers and the Financial Planning Association of Australia among others - expressing ...
Code monitoring move disappoints industry
ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... industry bodies, had taken steps to implement code monitoring by the end of the year - establishing Code Monitoring Australia. The associations have now withdrawn their application to have Code Monitoring Australia function as the legislatively required ...
Hayne report raises professionalism stakes
JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... take. He says there is no reason why a code monitoring body couldn't act as the disciplinary body. Code Monitoring Australia was established in late 2018 by the FPA and five other industry associations as a separate legal entity and has already applied ...
Advice associations combine for code monitoring
DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... streamlined code monitoring solution for the financial advice profession." A special purpose company, Code Monitoring Australia (CMA), has been established for the purpose to operate the compliance scheme, which will be called the Financial Advisers ...
FPA and AFA aim to administer adviser standards
DARREN SNYDER  |  FRIDAY, 2 NOV 2018
... standards of our collective financial services profession," De Gori said. The new legal entity is called Code Monitoring Australia, and De Gori said the body would be mandatory for all financial planners and financial advisers. AFA's Kewin confirmed ...
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