The latest issue of Financial Standard now available as an e-newspaper
|Showing 1 - 5 of 5 results for "Code Monitoring Australia"|
|... with advisers still obliged to do so. The government's announcement frustrated the advice sector, with Code Monitoring Australia - established by the Association of Financial Advisers and the Financial Planning Association of Australia among others - ...|
|... industry bodies, had taken steps to implement code monitoring by the end of the year - establishing Code Monitoring Australia. The associations have now withdrawn their application to have Code Monitoring Australia function as the legislatively required ...|
|... take. He says there is no reason why a code monitoring body couldn't act as the disciplinary body. Code Monitoring Australia was established in late 2018 by the FPA and five other industry associations as a separate legal entity and has already applied ...|
|... streamlined code monitoring solution for the financial advice profession." A special purpose company, Code Monitoring Australia (CMA), has been established for the purpose to operate the compliance scheme, which will be called the Financial Advisers ...|
|... standards of our collective financial services profession," De Gori said. The new legal entity is called Code Monitoring Australia, and De Gori said the body would be mandatory for all financial planners and financial advisers. AFA's Kewin confirmed ...|
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MFS Investment Management is searching for a new head of retail sales for its local business, as the incumbent heads to London for a new role.
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A former Regal Funds Management portfolio manager has been banned for five years after he manipulated the share price of Clearview Wealth.
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With more research identifying the pressure put on employees by the pandemic and lockdowns, wealth technology firm Class is offering employees extra days off.
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Prudential regulator APRA plans to go ahead with mandating independent certifications within group insurance as recommended by the financial services Royal Commission.
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