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Showing 1 - 10 of 14 results for "Class Order Relief"

ASIC releases guidance on super, retirement calculators

ANDREW MCKEAN  |  TUESDAY, 5 JUL 2022
... Super calculators and retirement estimates may involve personal financial advice, but ASIC chooses to give class order relief from Australian Financial Services (AFS) licensing and personal advice requirements for tool providers. Under ASIC's relief ...

ASIC accepts J.P. Morgan enforceable undertaking

ALEX BURKE  |  THURSDAY, 19 NOV 2015
... independent expert, establish a remediation plan and then undertake a "hindsight review." "It is fundamental to the class order relief granted to foreign financial service providers to disclose to clients that they are exempt from holding an Australian ...

PROFILE: HESTA chief executive Debby Blakey

LAURA MILLAN  |  WEDNESDAY, 8 APR 2015
... external technology provider that built up a system in record time: "In July 2009, ASIC released RG 200 providing Class Order Relief to facilitate the provision of simple, single issue financial advice to members of super funds. Within three weeks, we ...

ASIC extends short PDS relief

LAURA MILLAN  |  TUESDAY, 11 FEB 2014
The Australian Securities and Investments Commission (ASIC) has extended interim class order relief from the shorter product disclosure statement (PDS) regime for multi-funds, superannuation platforms and hedge funds. A class order has extended the ...

ASIC to accept submissions for 'hedge fund' definition

LAURA MILLAN  |  THURSDAY, 23 MAY 2013
... disclosure statement (PDS) on or before 22 June 2012. Last December, ASIC extended to June 22, 2014, the interim class order relief from the shorter PDS regime for multi-funds, superannuation platforms and hedge funds. In June 2012 ASIC released a class ...

ASIC extends shorter PDS regime relief

STAFF JOURNALIST  |  FRIDAY, 7 DEC 2012
ASIC has extended interim class order relief from the shorter PDS regime for multi-funds, superannuation platforms and hedge funds. Originally due to expire on 22 June 2013, the Class Order [CO 12/1592] extends the relief in Class Order [CO 12/749] ...

Super trustee guidelines for retirement estimates

CLAIRE MCGREAL  |  THURSDAY, 8 DEC 2011
... fund trustees providing retirement estimates, which ASIC said may include personal advice, have been granted class order relief, which is hoped will encourage people to engage more with their super and retirement planning. The regulator's "Superannuation ...

More funds adopt intra-fund advice

RUTH LIEW  |  FRIDAY, 5 FEB 2010
... insurance," said Anne-Marie Corboy, chief executive of HESTA last year. Early July last year, ASIC gave conditional class order relief to trustees from the requirements of section 945A of the Corporations Act. This allowed licensed trustees to give personal ...

ASIC reviews prospectus disclosure of CRAs

MICHELLE BALTAZAR  |  FRIDAY, 11 SEP 2009
... attempt to enhance protection to retail investors. "ASIC is seeking public comment on whether to withdraw current class order relief that allows issuers of investment products to cite credit ratings in disclosure documents without the consent of credit ...

ASIC reveals financial services refinement projects

... Services Reform (FSR). Relief will be provided in the appropriate circumstances. The regulator plans to issue a class order relief by August 2005 to allow unlicensed product issuers to provide a simpler GAW in their advertising. Rules surrounding personal ...
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