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Showing 1 - 10 of 412 results for "Battle"

UniSuper battles major system outage

JAMIE WILLIAMSON  |  FRIDAY, 3 MAY 2024
UniSuper is working to resolve an ongoing system outage impacting the entire business, assuring disgruntled members it is not the result of a data breach. The $135 billion super fund's online systems have been disrupted this week, with its 665,000 ...

James Mawhinney arrested as Mayfair 101 saga rolls on

JAMIE WILLIAMSON  |  WEDNESDAY, 10 APR 2024
... dishonest conduct for allegedly claiming IPO Wealth Group owned companies that it did not. Mawhinney has been in a years-long battle with ASIC now, with the regulator taking him to court for operating what it believes to be a Ponzi scheme and Mawhinney ...

ASIC warns it can't take action on every case of misconduct

ELIZA BAVIN  |  THURSDAY, 21 MAR 2024
... Australian Securities and Investments Commission (ASIC) commissioner Alan Kirkland has admitted the regulator can't fight every battle of misconduct, but that doesn't mean it's not watching. Speaking at the Blockchain APAC Policy Week event, Kirkland ...

ASIC bans Queensland financial adviser

ELIZA BAVIN  |  WEDNESDAY, 20 MAR 2024
... MyPlanner, he failed to meet the annual CPD requirements. MyPlanner had its licence cancelled by ASIC in 2020 after two-year battle that began when ASIC surveillance found it was providing poor financial advice and wasn't adequately supervising representatives. ...

ASIC ends legal battle: Provide Capital's appeal quashed

ANDREW MCKEAN  |  MONDAY, 18 MAR 2024
The Federal Court has dismissed an appeal by Provide Capital; it must now comply with a notice issued by ASIC to produce documents and pay the regulator's legal costs. ASIC had previously served a notice on Provide Capital to produce documents as part ...

Link Fund Solutions sale completes

CHLOE WALKER  |  TUESDAY, 10 OCT 2023
... since October 2022, the sale of the troubled Fund Solutions arm to Waystone was first announced in February, after a long battle with the UK's Financial Conduct Authority (FCA) about its role as an authorised corporate director to the LF Woodford ...

Aussies largely unsure of legacy plan: Research

CHLOE WALKER  |  FRIDAY, 6 OCT 2023
... alleviate the funeral burden on your family when you pass away," Hackett said. "We know that building wealth is half the battle but preserving it for loved ones to ensure they're looked after once you are gone is an emotional challenge for many Australians." ...

Top global trends impacting portfolio construction

CASSANDRA BALDINI  |  TUESDAY, 29 AUG 2023
Decarbonisation, globalisation, and the diffusion of technology are worldwide trends that significantly influence the process of portfolio construction. In a panel discussion at the Australian Institute of Superannuation Trustees ASI Conference, Goldman ...

More than $100k raised at FICAP RockStar

STAFF WRITER  |  WEDNESDAY, 2 AUG 2023
... Magic, Fighting Chance, and Weave. As is tradition, some of financial services' biggest names took to the stage to battle it out for the title of RockStar, with PIMCO head of funds business group, APAC ex Japan and local head of operations Scott ...

Farewell Michael Harrison

JAMIE WILLIAMSON  |  MONDAY, 22 MAY 2023
... friendship." Trapnell cited Harrison's work in developing the NextGen bootcamp for young advisers and Synchron's legal battle against the State Revenue Office of Victoria in relation to payroll tax being applied to the earnings of small advice ...
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