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Showing 1 - 10 of 131 results for "BNP Paribas Securities"

BNP Paribas Asset Management ANZ chief exits

KARREN VERGARA  |  TUESDAY, 7 JUL 2026
... globally were impacted following the takeover of AXA Investment Management. In the asset servicing business, BNP Paribas Securities Services recently appointed Gary O'Brien as head of financial intermediaries and corporates client line for securities ...

BNP Paribas wins new custody mandate

ANDREW MCKEAN  |  TUESDAY, 4 MAR 2025
... management, follows several mandates announced by BNP Paribas' business in Australia throughout last year. BNP Paribas Securities Services head of Australia and New Zealand Daniel Cheever said: "We have developed strong capabilities in Australia, thanks ...

SEC fines private equity firms for recordkeeping failures

KARREN VERGARA  |  TUESDAY, 14 JAN 2025
... Securities Corporation and Pershing were fined US$40 million. The year prior, Wells Fargo Securities and BNP Paribas Securities were among many that paid huge fines for their failures, using iMessage, WhatsApp, and Signal to discuss deals and other businesses ...

BNP Paribas secures Insignia mandate

ELIZA BAVIN  |  TUESDAY, 17 DEC 2024
... BNP said Insignia will benefit from its suite of integrated solutions and multi-local expertise of the BNP Paribas Securities Services business, together with the financial strength of the BNP Paribas Group. The service offer will cover Insignia Financial's ...

Fiducian names general manager, superannuation

JAMIE WILLIAMSON  |  TUESDAY, 19 NOV 2024
... head of member services at Australian Catholic Superannuation and Retirement Fund and worked at AMP and BNP Paribas Securities Services. He departed NAB Asset Servicing, which is shuttering, in December 2023. Martin has been general manager, superannuation ...

Recordkeeping breach costs RBC, BNY Mellon US$85m

KARREN VERGARA  |  FRIDAY, 16 AUG 2024
... well-functioning markets," SEC director of the division of enforcement Gurbir S. Grewal said. Last year, BNP Paribas Securities, Moelis & Company, and Wells Fargo and many others paid for the same compliance failures, resulting in a total fine of US$289 ...

UK manager recruits Australia head

ELIZABETH FRY  |  FRIDAY, 15 MAR 2024
... spent six years at Russell Investments Australia as head of new business and held other senior roles at BNP Paribas Securities Services, Invesco and Bankers Trust. Thurgood said he looks forward to building on BlueCove's success in Australia. "Australian ...

BNP Paribas acquires HSBC's hedge fund admin business

CHLOE WALKER  |  WEDNESDAY, 22 NOV 2023
BNP Paribas Securities Services has signed an exclusive agreement to take on HSBC's hedge fund administration business. The transfer of services from HSBC to BNP Paribas will involve the integration of certain employees within BNP Paribas' expert teams ...

BNP Paribas reappointed as custodian for wealth platform

ANDREW MCKEAN  |  FRIDAY, 15 SEP 2023
... wealth management platform market and expand its funds under administration, which is now around $47 billon. BNP Paribas Securities Services co-head of the financial intermediaries and corporates client line - APAC Mark Wootton said: "We're proud ...

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
BNP Paribas Securities, Moelis & Company, and Wells Fargo are among 11 firms that copped massive fines that totalled US$289 million ($442m) after the Securities and Exchange Commission (SEC) found that they used personal apps to conduct business. From ...
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