Search ResultsShowing 1 - 10 of 54 results for "Australian Financial Services License"
ASIC calls out accountants
ELIZA BAVIN  |  TUESDAY, 5 NOV 2019
... Treasury, the regulator said it does not believe accountants should be exempt from the Australian Financial Services license regime, but that the system does need simplifying. "While we do not consider that there is any justifications for re-instating ...
Dealer group shuts after advisers depart
KANIKA SOOD  |  FRIDAY, 18 OCT 2019
A dealer group boss decided to close down its Australian Financial Services License after finding it hard to restock advisers with the FASEA education requirements. Queensland-based Myonlineadvisers was started by James Sutherland in 2012 as a non-aligned ...
Elders in discussions over future
ELIZA BAVIN  |  TUESDAY, 8 OCT 2019
... proposal," Elders said. Elders does not directly employ any advisers, but authorises use of it Australian Financial Services License to 63 advisers who operate their own independent businesses. Elders said it has been in discussions over the businesses ...
Licensee faces hefty remediation bill
ELIZABETH MCARTHUR  |  WEDNESDAY, 18 SEP 2019
Australian financial services license holder ClearView Financial Advice has been hit with a remediation bill for $730,000. ClearView's review and remediation program for over 200 clients who received poor life insurance advice resulted in the figure. ...
ASIC bans SMSF business director
HARRISON WORLEY  |  THURSDAY, 22 AUG 2019
... Superfunded provided financial services and engaged in credit activities, but held neither an Australian financial services license, nor an Australian credit license, and was not acting as an authorised representative of another licensee. The regulator ...
Advice dealer group shutters
HARRISON WORLEY  |  FRIDAY, 31 MAY 2019
... earlier than originally intended as it can no longer meet a "key person" requirement of its Australian Financial Services License, following the departure of a number of personnel within its financial services business. "Spectrum is unable to continue ...
Acorns rebrands, issues prospectus
KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... RAIZ Invest, appointed RAIZ Invest Australia as an authorised representative under its Australian Financial Services License. Since launching in 2016 in Australia, Raiz has amassed 440,000 signups and about 155,000 active monthly customers and $170 million ...
Estate agents to become RG146 certified
JAMIE WILLIAMSON  |  TUESDAY, 14 MAR 2017
Real estate agents who provide financial advice around property investment can now undertake a new training course as part of a wider strategy to professionalise the industry. The new RG146 Advice in Real Estate Course has been made available through ...
Macquarie set to pay $14m to advice clients
LAURA MILLAN  |  MONDAY, 2 NOV 2015
... financial planners going back to 2 March 2004, when Macquarie Private Wealth (MPW) obtained its Australian financial services license (AFSL). Overall, Macquarie Group reported a net profit after tax of $1.07 billion for the half year to 30 September ...
Ignition Wealth appoints inaugural chairman
LAURA MILLAN  |  FRIDAY, 21 AUG 2015
... Meurer. Ignition Wealth recently became the first local robo-advice firm to be granted an Australian financial services license (AFSL) ahead of its planned September launch. The company's online advice service is built on its white-labeled financial ...
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