The latest issue of Financial Standard now available as an e-newspaper

READ NOW

Search Results

Showing 1 - 10 of 38 results for "ASIC inquiry"

ASX tech spend drives capex to $200m

KARREN VERGARA | WEDNESDAY, 27 MAY 2026

... platforms. Several reform initiatives are also driving up expenses. This includes investing in its response to the ASIC Inquiry, most notably the Accelerate program. The program involves a reset of new targets and benchmarking agreed to by ASIC and the ...

ASX announces interim chief executive

VINNY VUCAGO | THURSDAY, 30 APR 2026

... tenure the ASX has also suffered several outages, most recently in December 2025, which also became the subject of an ASIC inquiry. ASX chair David Clark said Yip's institutional knowledge and operational experience would support the organisation ...

ASX declares CHESS clearing services ready

ELIZA BAVIN | TUESDAY, 21 APR 2026

... tenure the ASX has also suffered several outages, most recently in December 2025, which also became the subject of an ASIC inquiry.

ASX outlines upcoming plans to 'rebuild confidence'

MATTHEW WAI | MONDAY, 2 MAR 2026

The ASX submitted its Commitment Plan in response to the ASIC Inquiry Panel's Interim Report, outlining what it will focus on to transform and rebuild confidence to support its reset as Australia's critical market infrastructure. The submission is in ...

ASIC inquiry an 'inflection' point for ASX: Lofthouse

MATTHEW WAI | THURSDAY, 12 FEB 2026

... growth is between 20% and 23%, compared with prior expectations of between 14% and 19%. Costs associated with the ASIC inquiry positioned is at the top end of its range of between $25 million and $35 million. Excluding the inquiry-related costs, the ...

Helen Lofthouse to exit ASX in May

JAMIE WILLIAMSON | WEDNESDAY, 11 FEB 2026

... tenure the ASX has also suffered several outages, most recently in December, which have also become the subject of an ASIC inquiry. The exchange's former head of trading technology is also suing the ASX and Lofthouse, alleging it failed to provide ...

ASX to spend $264m to modernise tech, uplift risk management

RIDDHIMA TALWANI | THURSDAY, 29 JAN 2026

... 20% and 23%. This includes operating expenses of between $25 million and $35 million related to the response to the ASIC inquiry. ASX said the key driver for the increase in total expenses has been due to further upgrades in its resources to uplift risk ...

ASX flags up to $35m in additional operating costs

ELIZA BAVIN | THURSDAY, 7 AUG 2025

... and other internation and external related costs. "When we last updated the market on June 16, we acknowledged the ASIC inquiry had only just ben announced. Since then, we're completed our assessment of the range of expenses we expect to incur in ...

Unlicensed SMSF advice not systemic: ASIC

HARRISON WORLEY | FRIDAY, 4 MAY 2018

... "limited licence", which would enable the provision of a limited range of financial services relevant to SMSFs. The ASIC inquiry found that most of the accountants investigated were not providing unlicensed SMSF advice, and that mainly accountants simply ...

CBA looks for plaintiffs to assist in remediation process

LAURA MILLAN | MONDAY, 25 AUG 2014

... independent panel, which will be headed by High Court judge Ian Callinan. Read all Financial Standard coverage of the ASIC inquiry and the consequences for CBAA here

PAGE:

Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

Videos

Brought to you by

Maintaining a fundamental focus in a world obsessed with the short term

SMILE through retirement - tackling the top 5 (Sequencing, Market, Inflation, Longevity, Emotion) retirements risks

Global economic outlook and the case for local currency emerging market debt: Resilience, risk, and opportunity

The market has changed. The opportunity hasn't.

A guaranteed future

Follow the leaders

Strength amid noise

MORE VIDEOS

Products

'Guide To' Series

Pocket investment guides featuring adviser case studies and a glossary.

MORE INFO

Publisher's Forum

Investing trends and strategies from the industry’s thought leaders.

MORE INFO

Product Showcases

Putting the spotlight on investment products that matter.

MORE INFO

Expert Feed

Christian Mueller-Glissmann

Head of Asset Allocation Research

Goldman Sachs

When geopolitics becomes a portfolio risk

Geopolitics is back - again - and Australian investors can no longer treat it as distant background noise.

READ MORE

Tania Milnes

General Manager Membership

Financial Advice Association Australia

Does association membership still matter?

With all the changes the advice sector has experienced in recent years, such as regulatory reform and increased education and professional standards ...

READ MORE