Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1 - 10 of 12 results for "ASIC Financial Advisers Register"

Aged care advice needs regulatory intervention: Research

ANGELIQUE MINAS  |  TUESDAY, 10 FEB 2026
... AFSL. The paper also recommends introducing financial planning specialisation categories on the ASIC Financial Advisers Register (FAR), to more effectively identify licensed advisers. Supporting enhanced regulatory measures on advisers, Aged Care Steps ...

Sequoia expects earnings hit from Shield, First Guardian

KARREN VERGARA  |  TUESDAY, 16 DEC 2025
... counting on superannuation funds' reserves to remediate victims. Rainmaker analysis of the ASIC Financial Advisers Register shows that Sequoia currently has 15 advisers under Sequoia Wealth Management and 277 under Interprac. Sequoia's legal and ...

Insignia offloads IOOF Alliances to Entireti

KARREN VERGARA  |  TUESDAY, 12 AUG 2025
... Rhombus Advisory but retained a 37% ownership. Rainmaker Information's assessment of the ASIC Financial Advisers Register shows that under licensees Shadforth, Bridges and Actuate, Insignia currently has 211 active financial advisers left. Marshall ...

Government to scrap advisers' approved qualifications list

KARREN VERGARA  |  MONDAY, 10 FEB 2025
... introduced registration regime resulted in "mass confusion" as many believed that being on the ASIC Financial Advisers Register suffices. The new registration requirement is "a little bit more comprehensive," he said. "And it includes the requirement ...

Morgans Financial crowned largest licensee

KARREN VERGARA  |  WEDNESDAY, 8 JAN 2025
... On December 20, both AFSLs had 430 registered advisers, Rainmaker Information modelling of the ASIC Financial Advisers Register shows. Alliance Wealth's 367 advisers rounds up the top three largest licensees in Australia. Count Financial (344), Interprac ...

Fiducian welcomes two practices

KARREN VERGARA  |  FRIDAY, 14 JUN 2024
... Fiducian has 92 advisers operating under its AFSL, according to a recent Rainmaker analysis of the ASIC Financial Advisers Register. At the end of January, Fiducian had more than $3 billion in funds under administration. Fiducian recently appointed Citi ...

Fiducian adds $38m FUA to network

KARREN VERGARA  |  FRIDAY, 8 OCT 2021
... to disclose the names of advisers that join its network. According to Rainmaker's analysis of ASIC Financial Advisers Register, Fiducian currently has 78 authorised representatives, spread across New South Wales (34), Victoria (18), Tasmania (10), Queensland ...

More advisers switching practices

KARREN VERGARA  |  TUESDAY, 21 SEP 2021
... movement of financial advisers across AFS licences (AFSLs) and financial advice practices using the ASIC Financial Advisers Register. "With adviser numbers fluctuating by around 7000, over 25%, in the past three years, the adviser movements pipeline ...

Integration of super advice business completes

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... was an administrative action as StatePlus is brought in-house at the fund. "The changes to the ASIC Financial Advisers Register will, when completed, reflect our integration of StatePlus into First State Super," a First State Super spokesperson told ...

Hayne report raises professionalism stakes

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... and further education in the industry become law. Commissioner Kenneth Hayne is calling for the ASIC Financial Advisers Register (FAR) to be formalised and for the mandatory individual registration of all advisers. Under his recommendation, financial ...
PAGE:
1
PREVIOUS
NEXT