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Showing 1 - 6 of 6 results for "ASIC Financial Advisers Register"

Fiducian adds $38m FUA to network

KARREN VERGARA  |  FRIDAY, 8 OCT 2021
... to disclose the names of advisers that join its network. According to Rainmaker's analysis of ASIC Financial Advisers Register, Fiducian currently has 78 authorised representatives, spread across New South Wales (34), Victoria (18), Tasmania (10), Queensland ...

More advisers switching practices

KARREN VERGARA  |  TUESDAY, 21 SEP 2021
... movement of financial advisers across AFS licences (AFSLs) and financial advice practices using the ASIC Financial Advisers Register. "With adviser numbers fluctuating by around 7000, over 25%, in the past three years, the adviser movements pipeline ...

Integration of super advice business completes

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... was an administrative action as StatePlus is brought in-house at the fund. "The changes to the ASIC Financial Advisers Register will, when completed, reflect our integration of StatePlus into First State Super," a First State Super spokesperson told ...

Hayne report raises professionalism stakes

JAMIE WILLIAMSON  |  MONDAY, 11 FEB 2019
... and further education in the industry become law. Commissioner Kenneth Hayne is calling for the ASIC Financial Advisers Register (FAR) to be formalised and for the mandatory individual registration of all advisers. Under his recommendation, financial ...

Former adviser steals $5m from clients

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... currently on bail and is due to appear in the committal court on 27 February 2019. According to the ASIC Financial Advisers Register, Gibbs first began providing advice in 1991. He ceased as an adviser on 23 August 2016. He is listed as being a member ...

FASEA reforms see ASIC register swell

JAMIE WILLIAMSON  |  TUESDAY, 8 JAN 2019
... answered in 2018. More than 3300 names were added throughout the year. Rainmaker analysis of the ASIC Financial Advisers Register shows advisers registered with the regulator grew from 25,484 to 28,863 in the 12 months to January 2019. Of the 28,863 ...
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