Search Results | Showing 1 - 10 of 12 results for "ASIC Financial Advisers Register" |
| | | ... AFSL. The paper also recommends introducing financial planning specialisation categories on the ASIC Financial Advisers Register (FAR), to more effectively identify licensed advisers. Supporting enhanced regulatory measures on advisers, Aged Care Steps ... |
| | | | ... counting on superannuation funds' reserves to remediate victims. Rainmaker analysis of the ASIC Financial Advisers Register shows that Sequoia currently has 15 advisers under Sequoia Wealth Management and 277 under Interprac. Sequoia's legal and ... |
| | | | ... Rhombus Advisory but retained a 37% ownership. Rainmaker Information's assessment of the ASIC Financial Advisers Register shows that under licensees Shadforth, Bridges and Actuate, Insignia currently has 211 active financial advisers left. Marshall ... |
| | | | ... introduced registration regime resulted in "mass confusion" as many believed that being on the ASIC Financial Advisers Register suffices. The new registration requirement is "a little bit more comprehensive," he said. "And it includes the requirement ... |
| | | | ... On December 20, both AFSLs had 430 registered advisers, Rainmaker Information modelling of the ASIC Financial Advisers Register shows. Alliance Wealth's 367 advisers rounds up the top three largest licensees in Australia. Count Financial (344), Interprac ... |
| | | | ... Fiducian has 92 advisers operating under its AFSL, according to a recent Rainmaker analysis of the ASIC Financial Advisers Register. At the end of January, Fiducian had more than $3 billion in funds under administration. Fiducian recently appointed Citi ... |
| | | | ... to disclose the names of advisers that join its network. According to Rainmaker's analysis of ASIC Financial Advisers Register, Fiducian currently has 78 authorised representatives, spread across New South Wales (34), Victoria (18), Tasmania (10), Queensland ... |
| | | | ... movement of financial advisers across AFS licences (AFSLs) and financial advice practices using the ASIC Financial Advisers Register. "With adviser numbers fluctuating by around 7000, over 25%, in the past three years, the adviser movements pipeline ... |
| | | | ... was an administrative action as StatePlus is brought in-house at the fund. "The changes to the ASIC Financial Advisers Register will, when completed, reflect our integration of StatePlus into First State Super," a First State Super spokesperson told ... |
| | | | ... and further education in the industry become law. Commissioner Kenneth Hayne is calling for the ASIC Financial Advisers Register (FAR) to be formalised and for the mandatory individual registration of all advisers. Under his recommendation, financial ... |
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