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Showing 1 - 4 of 4 results for "AFSL Register"

Better Advice regulations hit parliament

KARREN VERGARA  |  FRIDAY, 25 JUN 2021
Financial advice regulatory reforms that include establishing one disciplinary body and giving ASIC greater powers over the industry are closer to becoming law. The minister for superannuation, financial services and the digital economy Jane Hume introduced ...

Financial Standard unwrapped: Our top stories in 2018

HARRISON WORLEY  |  WEDNESDAY, 19 DEC 2018
... significant wind-down of its advice business, with just five financial advisers remaining according to ASIC's AFSL register. What the 2018 Budget means for you The 2018 Federal Budget brought more changes to the superannuation system and beefed up ...

HSBC quietly exits financial advice

KARREN VERGARA  |  THURSDAY, 5 JUL 2018
... through third parties. "There is no risk to existing policies or investments," it said. According to ASIC's AFSL register, HSBC had 18 active financial advisers in December 2017. There were only five at the end of April 2018. HSBC joins three of ...

Poor compliance sees AFSL suspended

JAMIE WILLIAMSON  |  MONDAY, 1 MAY 2017
... not disclose the nature of services provided by Australia Wealth Capital Group though a search of the regulator's AFSL Register shows the company was previously authorised to provide a number of services including general financial product advice and ...
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