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Showing 81 - 90 of 943 results for "Traders"

Broker fined for lavish entertainment

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... Broker bonuses were based on the amount of brokerage they personally generated and brokers were encouraged to entertain traders, often those working in investment banks - with the FCA finding this entertainment was "lavish". The entertainment usually ...

Best online brokers revealed

ELIZABETH MCARTHUR  |  THURSDAY, 22 AUG 2019
... perhaps indicating where the other brokers have some room for improvement. Investment Trends surveyed 8578 investors and traders to create its Online Broking Report. The report also looked at investor sentiment, finding that investors are on edge about ...

Australian fintech, Deliveroo partner

KRISTI CHENG  |  TUESDAY, 23 JUL 2019
... obligations. ABS statistics show managing cashflow can be one of the biggest challenges self-employed Australians face, with sole traders having the highest turnover rates of all businesses and landing in debt to the Australian Tax Office. The partners ...

Nomura ordered to pay back US $25m

KANIKA SOOD  |  TUESDAY, 16 JUL 2019
The giant's securities business has been ordered to pay back US $25 million to clients misled by its bond traders, in an enforcement action by the US corporate regulator. Many of Nomura's bond traders made false and misleading statements to customers ...

Will financial advisers cease to exist?

JAMIE WILLIAMSON  |  TUESDAY, 18 JUN 2019
... segments, about 19% of performance analysts believe their role will cease to exist in the coming years. Eleven percent of traders and 9% of accountants or auditors said the same.

Major instos hit with cartel class action

ELIZABETH MCARTHUR  |  MONDAY, 27 MAY 2019
... banks colluded to rig foreign exchange rates during a period between January 2008 and October 2013. The filing alleges traders from the banks used chat rooms with names such as 'The Cartel', 'The Bandits' Club' and 'The Mafia' to talk to each other in ...

ATO demands crypto data

ELIZABETH MCARTHUR  |  TUESDAY, 30 APR 2019
The Australian Tax Office is reminding cryptocurrency owners and traders they are required to keep records and obtaining records of between half a million to a one million individuals involved in the cryptocurrency market. The ATO announced a new data ...

Vanguard launches ETF, appoints new lead

KANIKA SOOD  |  WEDNESDAY, 10 APR 2019
... are supported by the larger Vanguard organisation to leverage the best practices, low-cost execution and expertise of traders in multiple markets around the globe." "QEG's collaborative approach over the past 30 years sets them apart from many competitors. ...

Digital engagement boosts investing demand

KARREN VERGARA  |  TUESDAY, 12 MAR 2019
... to deepen their financial literacy and connect with like-minded investors. About one quarter of the 8400 investors and traders surveyed for the second half of December 2018 period use social media platforms for investing or finance-related purposes. ...

Arming human traders for big-ticket trades

KANIKA SOOD  |  THURSDAY, 21 FEB 2019
... trading large chunks of Australian equities, ETFs or futures. Liquidnet's new software, called Discovery, aims to give human traders the same level of analytics as accessible to high-frequency traders or niche hedge funds. "Traders have far more data ...