Search Results | Showing 81 - 90 of 157 results for "Investment Commission" |
| | | ... Australian history. A joint parliamentary committee on Thursday pleaded with the Australian Securities and Investment Commission (ASIC), the Federal Police and the Crime Commission to continue their inquiries into the fraud, AAP reported. The committee ... |
| | | | ... cigarettes, "Make it difficult to smoke anywhere." Similarly, regulation outlined in the Australian Securities & Investment Commission's regulatory guide 175, does not stamp-out asset-based fees, but it does mean many advisers are at risk of falling ... |
| | | | ... Concerns about the level of power wielded by consultancy firms prompted the first Australian Securities and Investment Commission (ASIC) review of the sector back in August. The industry highlighted a potential conflict of interest arising from Russell ... |
| | | | ... company news, Qantas holds its annual general meeting in Canberra. Chairman of the Australian Securities and Investment Commission (ASIC), Greg Medcraft, is scheduled to deliver to a speech at an American Chamber of Commerce in Australia lunch in Sydney. ... |
| | | | ... Financial Regulators which comprise of the Treasury, the Reserve Bank of Australia, Australian Securities & Investment Commission and Australian Prudential Regulation Authority are currently reviewing the submission on this issue. |
| | | | Advisers can create an additional revenue source if they streamline their relationship with accountants and create the option to charge an administration fee to their increasing base of self-managed super funds (SMSF). With investment commissions removed ... |
| | | | ... employee, Joe Chan, after he was found to have failed to meet adviser obligations. Australian Securities Investment Commission (ASIC) was concerned that between 20 December 2006 and 1 October 2010, Chan had falsely classified client files, encouraged ... |
| | | | ... former contracts for difference (CFD) dealer following an investigation. ASIC's (Australian Securities & Investment Commission) investigation focused on the conduct of Simon Marcus Gundry, of Mornington, and his online investment business SSG Trading ... |
| | | | ... understanding the risks when purchasing a hedge fund product," Greg Medcraft, Australian Securities and Investment Commission (ASIC) chairman said. "Improved disclosure of the risks associated with hedge funds is particularly important because hedge ... |
| | | | ... High frequency trading and dark pools are the biggest issues of contention in the Australian Securities and Investment Commission's extended consultation process on market integrity rules, according to one industry expert. Australian Securities and Investment ... |
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