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| | | ... that claimed it, along with BlackRock and State Street, sought to damage the US coal industry through climate activism. The case was brought in late 2024 by 13 state attorneys general, led by Texas, alleging the three institutions engaged in cartel-like ... |
| | | | ... That transparency is central to informed consent. "Operational changes must not compromise core compliance safeguards. This case highlights the need for strong oversight and monitoring, especially where manual steps are introduced." Having considered ... |
| | | | The Australian Financial Complaints Authority (AFCA) has announced three new C-suite appointments. In two newly created roles, Deborah Jenkins has been appointed chief customer officer and Stevie-Ann Dovico has been appointed chief technology officer. ... |
| | | | ... The program has also established a Centre of Excellence through which advisers can get access to expert technical insights, case studies, information and client support tools and calculators. Advisers can access a range of specialised resources, including ... |
| | | | A new report revealed an uplift in adviser expectations across functionality, service and security from their platform providers. The Investment Trends' 2025 Platform Competitive Analysis and Benchmarking Report reflected a more demanding assessment ... |
| | | | In the six months from 1 July 2025 to 31 December 2025, the corporate watchdog received 9686 reports of misconduct (ROMs), raising 13,036 issues, new data from ASIC shows. ASIC said the increase in ROMs was driven largely by corporate governance concerns ... |
| | | | ... business, your client base, and what you want to do if this is not where you want to be an expert," she said. If that is the case, Biti urged financial advisers to at least raise the issue with clients and "understand enough to know what looks right ... |
| | | | ... in domestic abuse situations. "It doesn't require loss of capacity to have elder abuse presence. It's not just a case of mum's sitting there and saying, 'I agree to all of this'. That could still be elder abuse," she said. "You have ... |
| | | | ... said. Burgess said he was pleased to see ASIC highlight one positive example of an SMSF establishment in the report. "In this case, the client had several account-based pensions within the SMSF, different taxable and tax-free components while maintaining ... |
| | | | ... fund, as a result showing the fund outperformed the index since its inception on 15 March 2021, when in fact this was not the case. The performance chart did not appear on Fundhost's website, but rather on Montgomery Investment Management's website ... |
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