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Showing 981 - 990 of 1875 results for "broker"

ASIC bans another insurance broker

MARK SMITH  |  FRIDAY, 22 MAR 2013
... of the regulator with the Australian Securities and Investments Commission (ASIC) permanently banning a Sydney insurance broker. Ronald Coshott, director of Bay Pacific in Edgecliff, New South Wales, was found to be engaged in dishonest conduct following ...

Powerwrap acquires MWH Capital

MARK SMITH  |  THURSDAY, 21 MAR 2013
... which will bring a trade execution capability to the group, is aimed at growing its presence in the personal investment and broker segments of the market. "Joining forces gives us the ability to offer a completely customisable end to end solution for ...

FIIG brings corporate bond issue to market

MARK SMITH  |  FRIDAY, 15 MAR 2013
... bring a $50 million corporate bond issue to the wholesale market on behalf of sugar miller Mackay Sugar, the fixed income broker announced this week. The five-year notes will be offered with a coupon of between 7% and 7.5% and dealers will be free to ...

ESG RA to award best stockbroking research

MICHELLE BALTAZAR  |  THURSDAY, 14 MAR 2013
Australian equities stockbrokers who have excelled in the field of ESG research will be acknowledged in an awards ceremony to be held in Sydney later this month. The fourth annual ESG Research Australia Awards Luncheon is being held on 27 March (Wednesday) ...

Dixon Advisory a fee for service success story

ALEX DUNNIN  |  FRIDAY, 8 MAR 2013
... clients under this structure and have received very positive feedback on this methodology compared to traditional mortgage broker models."

SEC consults direct to the public

ALEX DUNNIN  |  TUESDAY, 5 MAR 2013
... in the US is appealing directly to the public in a review of whether to make new rules about regulatory obligations for broker-dealers and retail investment advisers. The initiative stands in contrast to Australian regulators which rely overwhelmingly ...

Fee for service mortgage broking for $3500

ALEX DUNNIN  |  MONDAY, 4 MAR 2013
Mortgage broker Independent Mortgage Planners has launched a $3,500 flat-fee brokerage service for home buyers and property investors. IMP is an independent online broking service based in the Hunter Valley in NSW. A statement issued by Craig Morgan ...

La Trobe scoops global awards

LAURA MILLAN  |  TUESDAY, 26 FEB 2013
Fund manager La Trobe Financial was awarded with two prizes at the International Alternative Investment Review (IAIR) Global Awards for its wealth management, brokerage and asset management, the fund manager announced. The Australian-based fund was ...

Market Wrap

AAP  |  MONDAY, 25 FEB 2013
... the March share price index futures contract was up 28 points at 5,021 points, with 9,719 contracts traded. IG Markets broker Chris Weston said investors were continuing to chase high yielding stocks as the Italian elections were making them risk averse. ...

Smart beta ETF take-up to double in 2013

MARK SMITH  |  FRIDAY, 22 FEB 2013
... constituent stocks, smart beta products weight their portfolios according to other factors such as dividend yield or buy broker recommendations. This approach gives investors index exposure but with a bias towards an attractive characteristic. Currently ...