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Showing 981 - 990 of 7602 results for "Know"

ASX-listed firms partner for financial education

KARREN VERGARA  |  FRIDAY, 11 AUG 2023
TIP Group and Clime Investment Management have joined forces to provide a financial education program that utilises the expertise of financial advisers. The two ASX-listed firms launched My Financial Fitness, which provides subscribers with online content ...

Active Super to face action over greenwashing

RACHEL ALEMBAKIS  |  FRIDAY, 11 AUG 2023
... disclosure documents and on Facebook, Instagram and LinkedIn. "There is much competition among super funds for new members, and we know that funds seek to attract members with promises their investments will not be exposed to certain industries," ASIC ...

Wall Street firms slugged $442m for recordkeeping breach

KARREN VERGARA  |  WEDNESDAY, 9 AUG 2023
... law regarding these crucial requirements and are implementing measures to prevent future similar violations. However, we know that other SEC-regulated entities have committed similar violations, and so our work to enforce industry-wide compliance continues," ...

ASIC looking to send message with eToro action

CASSANDRA BALDINI  |  WEDNESDAY, 9 AUG 2023
... 'financial heroin hits," she said. "We consider, and the court in that case considered, CFDs to be little more than gambling. We know that most people who invest in these products lose their money and that those losses are substantial." After the Royal ...

Sequoia hires chief operating officer

JAMIE WILLIAMSON  |  TUESDAY, 8 AUG 2023
The former chief distribution officer at Praemium is starting a new gig with Sequoia Financial Group, alongside two other new hires from ASIC and WT Financial Group. Martin Morris will commence as the wealth group's chief operating officer on August ...

Mayfair 101 accuses ASIC of "suspicious" conduct over FOIs

JAMIE WILLIAMSON  |  FRIDAY, 4 AUG 2023
... been told the outcome or the details of that secret meeting between the trustee - Vasco Trustees - and ASIC, except that we know they subsequently made out that $18 million had disappeared when it hadn't," Mawhinney said. "IPO Wealth's unitholders ...

Should wealthy Aussies use super to fund aged care?

ANDREW MCKEAN  |  THURSDAY, 3 AUG 2023
... "It's a conversation we've got to have. The purpose of superannuation is to provide for retirement income and of course, you know, those last stages in a person's life has got to be taken into account in this." Earlier this year, the government released ...

Iress adds new operations, customer service leaders

KARREN VERGARA  |  WEDNESDAY, 2 AUG 2023
Iress appointed two new leads for its Australia and New Zealand wealth businesses who will oversee client services and operations respectively. The ASX-listed firm named Amara Haqqani as its chief operating officer for wealth in Australia and New Zealand ...

AZ NGA acquires stake in Sydney advice firm

CASSANDRA BALDINI  |  MONDAY, 31 JUL 2023
AZ NGA has acquired an economic interest of 42% in Foster Raffan iPlan, to support the business in its growth and expansion endeavours. Based in North Sydney, Foster Raffan iPlan specialises in wealth management and retirement planning and is led by ...

Review forces ASX to fix intra-group conflicts

KARREN VERGARA  |  MONDAY, 31 JUL 2023
... Another recommendation is for non-ASX Clearing and Settlements directors to meet annually with the RBA and ASIC so that they know how Clearing and Settlements are operating. ASX chair Damian Roche said: "This report demonstrates that improvements we've ...