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Showing 921 - 930 of 1875 results for "broker"

Sonray director to face 10 years imprisonment over unfunded deposits

ALICE URIBE  |  THURSDAY, 3 OCT 2013
The sole director of Sonray Capital Markets (Sonray) Russell Andrew Johnson could face up to 10 years jail time over criminal charges relating to false accounting, theft and deception. Johnson pleaded guilty to the seven criminal charges brought by ...

ASMA dismisses SMSF property bubble fears

MARK SMITH  |  MONDAY, 30 SEP 2013
The Australian SMSF Members' Association (ASMA) has dismissed recent speculation that DIY investors are overheating the property market as 'a beat-up' and called on SMSF investors to invest even more in the sector. Last week the Reserve Bank of Australia ...

AUI rejigs BDM team, looks to add more positions

LAURA MILLAN  |  WEDNESDAY, 25 SEP 2013

Tyndall AM picks up new risk head of risk from Russell

ALICE URIBE  |  TUESDAY, 24 SEP 2013

FIIG's latest bond issue already oversubscribed

JAMES FERNYHOUGH  |  FRIDAY, 20 SEP 2013
Corporate bond broker FIIG Securities' $60 million Cash Converters bond issue has closed after receiving full subscription within two weeks of its release, demonstrating a healthy appetite for unrated corporate debt. FIIG said the five-year unsecured ...

SMSFs missing out on overseas performance

MARK SMITH  |  THURSDAY, 19 SEP 2013

CFA to host Australia Investment Conference in Melbourne

STAFF WRITER  |  TUESDAY, 17 SEP 2013
The CFA Institute and CFA Societies Australia is hosting its Australia Investment Conference at the park Hyatt Hotel in Melbourne on 24 October 2013. The Reserve Bank of Australia deputy governer Dr Phil Lowe and president and chief executive at CFA ...

Hedge fund industry calls for consistent global regulatory framework

MARK SMITH  |  TUESDAY, 10 SEP 2013
Global hedge fund industry body, the Alternative Investment Management Association (AIMA) has called for greater consistency in in global regulations governing the industry in its newly published statement of policy principles. The paper builds on a ...

Cash Converters to raise $60m through bond issue

JAMES FERNYHOUGH  |  MONDAY, 9 SEP 2013
... credit provider and pawnbroker Cash Converters is the latest company to issue an unrated corporate bond through fixed income broker FIIG Securities. Cash Converters hopes to raise between $50 and $60 million through the unsecured bond issue. The bonds ...

Former Opes Prime director acquitted of dishonesty charges

ALICE URIBE  |  MONDAY, 9 SEP 2013
... Justice Whelan of the Victorian Supreme Court, found Smith not guilty on both charges. Opes Prime, a securities lender and broker, which had more than 650 clients, collapsed in March 2008, owing creditors $631 million. Two other directors, Laurie Emini ...