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Showing 911 - 920 of 2300 results for "Knowledge"

ASIC fines Finclear $70,000

KRISTI CHENG, KARREN VERGARA  |  FRIDAY, 9 AUG 2019
... unfairness. Furthermore, the MDP found that Finclear's original execution of the trade as a special crossing lacked knowledge from its staff, who should have been aware of the restrictions on special crossings for on-market buy-backs. It was an isolated ...

Inaugural FASEA exam results in

KARREN VERGARA  |  THURSDAY, 8 AUG 2019
... exams in June. "Unsuccessful candidates are able to resit the exam and these advisers will receive guidance on which knowledge areas they need to improve to enhance their ability to pass at a future sitting," he said. The exam, which was subject to ACER's ...

Industry super fund adds director

HARRISON WORLEY  |  WEDNESDAY, 7 AUG 2019
... experiences ensured his appointment would prove an advantage to the fund. "Geoff has demonstrated a strong and practical knowledge of the regulatory framework and prudential standards that are applied in the super industry and I am certain that his specific ...

Nikko insto sales lead joins $53bn manager

HARRISON WORLEY  |  WEDNESDAY, 7 AUG 2019
... GSFM, which has distributed the Epoch Global Equity Shareholder Yield fund locally for 12 years. "In addition to his knowledge of the specific needs of investors in that region [Australia and New Zealand], Eddy brings an abundance of enthusiasm to what ...

Industry not impressed with APRA

HARRISON WORLEY  |  THURSDAY, 1 AUG 2019
The latest stakeholder survey shows the Royal Commission continues to hurt the regulator's standing in the financial services community. APRA's latest biennial stakeholder survey shows industry players are less impressed with the prudential ...

Sydney portfolio manager on best female fundies list

KANIKA SOOD  |  TUESDAY, 30 JUL 2019
... great career for women and being able to highlight this though my role is very rewarding. However, most rewarding is the knowledge that my investing decisions and resulting performance can contribute to a better retirement for many Australians, most ...

Legg Mason affiliate appoints executives

KRISTI CHENG  |  TUESDAY, 23 JUL 2019
... relocated from Melbourne to Singapore. Hirschmann commented: "Michael has an established track record with extensive knowledge in the industry as well as a strong network with institutional investors and asset owners across the Asia Pacific region, making ...

New investment role at industry fund

ELIZABETH MCARTHUR  |  MONDAY, 22 JUL 2019
... internal investment team. HESTA chief investment officer Sonya Sawtell-Rickson said: "Gerard has extensive experience and knowledge in investment operations and investment systems, which will boost our internal asset management capability." She added ...

New chief at CBA Group Super

ELIZABETH MCARTHUR  |  FRIDAY, 19 JUL 2019
... join CBA Group Super from the group's NewCo where he is currently general manager, strategy. "He has deep specialist knowledge and experience in superannuation, investments and development of member services having also held a range of roles within wealth ...

Tasplan recruits new chief investment officer

JAMIE WILLIAMSON  |  THURSDAY, 18 JUL 2019
... fund is extremely grateful for the opportunity to welcome to the team someone with such strong experience and intimate knowledge of Tasplan. "David's extensive experience in senior investment management places him perfectly to oversee Tasplan's ...