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Showing 71 - 80 of 167 results for "Lion"

Carwardine to undergo external advice review

KERRIE SYDEE  |  WEDNESDAY, 7 DEC 2016
Carwardine Financial Services will undergo an independent external review of its compliance after ASIC surveillance identified a number of concerns. ASIC's surveillance concluded in September 2016 and identified a number of issues with Carwardine's ...

ASIC hands down more permanent bans

JAMIE WILLIAMSON  |  WEDNESDAY, 14 SEP 2016
ASIC has permanently banned a former AMP financial planner from providing financial services, deciding he is "not of good fame and character." Rommel Panganiban of New South Wales, an authorized representative of AMP Financial Planning between 2010 ...

PROFILE: Standard Life Investments head of Australasian business Simone Bouch

MARK SMITH  |  MONDAY, 1 AUG 2016
As the country head of global fund manager, Standard Life Investments' Simone Bouch knows a thing or two about the importance of investment performance. But if she'd followed through on her childhood ambition the focus would be performance of a somewhat ...

AAT reduces adviser ban

KERRIE SYDEE  |  MONDAY, 20 JUN 2016
The Administrative Appeals Tribunal (AAT) has varied a decision by ASIC to ban a financial adviser for three years. Upon reviewing ASIC's decision, the AAT decided to reduce Atish Prasad's ban from three years to 18 months. Prasad was initially banned ...

Court dismisses ex-AMP planner seeking hold on ASIC ban

ALEX BURKE  |  WEDNESDAY, 25 MAY 2016
The Federal Court has dismissed an application made by a financial planner to restrain ASIC from making a possible banning order. ASIC issued Lionsgate Financial Group planner Rommel Panganiban with a hearing notice in late 2015 relating to concerns ...

Australian dividend growth outpaces global peers

MARK SMITH  |  MONDAY, 22 FEB 2016
... its grip on bank balance sheets, however, which may limit dividend growth for a time. That said, it will still generate the lion's share of Australian payouts. Mining companies also held up well, though there are still risks this year," the report said. ...

Funds under management to hit $8tr by 2035: research

MICHELLE BALTAZAR  |  FRIDAY, 19 FEB 2016
... providers chasing investors who want low-fee funds or institutional-grade portfolio solutions at commodity prices. But the lion's share will go towards the fund managers who can successfully walk that tightrope of offering a compelling mix of indexed ...

PIMCO hires distressed credit specialist

MARK SMITH  |  FRIDAY, 15 JAN 2016
PIMCO has hired an executive vice president and portfolio manager focusing on distressed credit strategies. Based in the firm's London office, Lionel Laurant will report to Marc Seidner, managing director and chief investment officer - non-traditional ...

Standard Life Investments sponsors 2017 Lions tour

MARK SMITH  |  TUESDAY, 12 JAN 2016
Standard Life Investments will be the principal sponsorship partner for the 2017 British & Irish Lions tour of New Zealand. The global asset manager will sponsor the famous red jersey of the combined England, Scotland, Wales and Ireland rugby union ...

Three days to lift off

BENJAMIN ONG  |  MONDAY, 14 DEC 2015
... Third Avenue Management's high-yield credit fund shut down last Friday and the Wall Street Journal (WSJ) reports that Stone Lion Capital Partners has suspended redemptions in its credit funds. Commodity markets are the same......and are taking their ...