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Showing 71 - 77 of 77 results for "Interests First"

150,000 candidates cramming for CFA exams

MARK SMITH  |  THURSDAY, 5 JUN 2014
... investment industry that is a force for good. These investment professionals are vowing to place their clients' interests first through the highest standards of professional ethics, and education." The CFA Program is a self-study program, considered ...

Republicans vote that advisers have no best interest duty

ALEX DUNNIN  |  FRIDAY, 1 NOV 2013
... Republican-dominated Congress in the US has voted for a bill that allows advisers to act without putting their clients' best interests first. However the chances of the bill becoming law are slim, as it is unlikely to pass through the US Senate and even ...

We're watching you, APRA warns trustees

JAMES FERNYHOUGH  |  THURSDAY, 24 OCT 2013
... industry to enhance its standards and practice in key areas, and to retain an unrelenting focus on putting members' interests first." She said that the size and complexity of the super industry made it similar to other financial institutions, and hence ...

FOFA discontent rumbles on after PJC findings

CLAIRE MCGREAL  |  THURSDAY, 1 MAR 2012
... framework". "We want higher standards for financial advisers, we want a best interest duty that puts consumers' interests first and we want an end to commissions," said John Brogden, FSC chief. Planning bodies the Financial Planning Association (FPA) ...

FPA drafts practice principles

MICHAEL HOBBS  |  WEDNESDAY, 12 MAR 2008
... planning process. "The community expects professional financial planners to act with integrity and put their clients' interests first. FPA membership, now more than ever, demonstrates absolute commitment to professionalism and good practice," said Bl ...

Advice already in client's best interest: FPA

ALEX DUNNIN  |  MONDAY, 12 MAR 2007
... also insults all professional financial planners who provide good advice and who consistently put their clients' interests first before any self interest," said Bloch. This debate however may not be much more than industry group shadow boxing as last ...

APRA warns super trustees on due diligence, members interests

... observes more often than we would like that some trustees do not rigorously observe the need to put fund members interests first. Instead, the employer sponsor, union, or retail sponsor's interests are considered first or considered jointly," he noted. ...
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